Riley Bonsall
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Riley Bonsall, who also goes by Riley Patrick Bonsall, was a registered financial professional .
Riley is a previously registered financial professional and started their career in finance in 2011. Riley had worked at 5 firms and has passed the Series 63, SIE, Series 3, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 7, 2023 - May 5, 2026
FNEX CAPITAL, LLC
March 26, 2019 - February 1, 2023
PACER FINANCIAL, INC.
March 27, 2014 - March 15, 2019
BARINGS SECURITIES LLC
July 19, 2012 - March 3, 2014
ARCHER DISTRIBUTORS, LLC
June 22, 2011 - June 28, 2012
T. ROWE PRICE INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FNEX CAPITAL, LLC
CRD#: 166316 / SEC#: , 8-69199
Contact information
FINRA licenses (51 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
