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Joshua M. Demille

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CRD#: 5857754
JD

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Joshua Michael Demille, who also goes by Joshua Demille, was a registered financial professional .

Joshua is a previously registered financial professional and started their career in finance in 2015. Joshua had worked at 1 firm and has passed the Series 63, SIE and Series 62 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Joshua Demille

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

January 28, 2015 - July 22, 2015

FIRST AMERICAN SECURITIES, INC.

BD
CRD#: 35841
ORRVILLE, OH

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 11/24/2014
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
RR
Series 62
Date: 11/12/2014
Corporate Securities Limited Representative Examination

Current Firm


FA
FIRST AMERICAN SECURITIES, INC.
FIRST AMERICAN SECURITIES | PRIVATE FINANCIAL SECURITIES | FIRST AMERICAN SECURITIES, INC. | FIRST AMERICAN SECURITIES, INC

CRD#: 35841 / SEC#: 801-61017, 8-47094

BD
Terminated by SEC on 06/21/2016
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Contact information


Main Address
324 West High St., Orrville, OH 44667
Mailing Address
Phone number
Established
Minnesota since 03/13/2002
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents


Latest Form ADV

Direct owners and executive officers


NamePositionCRD#
FIRST AMERICAN HOLDINGS LLCSHAREHOLDER
BRENNER, THOMAS EDWARD JRCHIEF EXECUTIVE OFFICER1489233
FURKIOTI, JOHN NICHOLASCCO (BD) CCO (RIA)5005622
GETTENBERG, JASON SCOTTFINOP4427007
MATHEWS, JOAN DIANE FOSTERCOMPLIANCE OFFICER1302135

Disclosures


Regulatory Event4

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


FIRST AMERICAN SECURITIES, INC.

CRD#: 35841

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