MJ
Matthew R. Johnson
THRIVENT INVESTMENT MANAGEMENT
Pierre, SD 57501
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CRD#: 5857601
MJ
Professional summary
Matthew Robert Johnson, who also goes by Matt R Johnson ^^, Matt ^^r Johnson ^^, Matthew ^^r Johnson ^^, Matt R Johnson, Matt Johnson, Matthew R Johnson, Matthew Johnson, is a registered financial advisor currently at THRIVENT INVESTMENT MANAGEMENT INC. located in Pierre, South Dakota.
Matthew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. Matthew has worked at 1 firm and has passed the Series 65, Series 63, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Matt R Johnson ^^ | Matt ^^r Johnson ^^ | Matthew ^^r Johnson ^^ | Matt R Johnson | Matt Johnson | Matthew R Johnson | Matthew Johnson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
MRJOHNSON FURNISHINGS POSITION: President/CEO NATURE: Home furnishings sales. Small business owned by my wife and myself. INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 07/04/2018 ADDRESS: 234 Thunder Pass, Brookings SD 57006, United States DESCRIPTION: Design, construction and sales of custom furnishings. Sales, assembly and delivery of vendor carried furniture. Business owner/manager. FAMILY FARM POSITION: owner NATURE: Rental farm ground. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2019 ADDRESS: 18473 319th Ave, Harrold SD 57536, United States DESCRIPTION: owner of property. BROOKINGS BEHAVIORAL HEALTH AND WELLNESS POSITION: Board member NATURE: Privately owned, non-profit 501(c)(3) organizationaccredited by the State Division of Behavioral Health as a Community Mental Health Center and Community Substance Abuse Treatment Center located in Brookings, South Dakota at The Ivy Center. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/24/2022 ADDRESS: 211 4th St., Brookings SD 57006, United States DESCRIPTION: As part of the board I would be serving a 3 year term where I with others review financial aspects and management of Brookings Behavior Health and Wellness (BBHW). PEACE LUTHERAN CHURCH POSITION: Financial Secretary NATURE: Church, Spreading the word of God INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 02/06/2011 ADDRESS: 1104 22nd Ave., Brookings SD 57006, United States DESCRIPTION: Attending Finance Board meetings, reviewing expense reports with board, voting on directing spending.Financial Secretary - leader of team that counts offering after church events, delivery of year end donation forms and donation envelopes. MIDWEST CYBER SOLUTIONS POSITION: Technical Support NATURE: Midwest Cyber Solutions is a small business that works as a consulting IT firm for other businesses and state entities providing IT support and technical assistance both on and off site. INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 16 START DATE: 06/06/2022 ADDRESS: 346 S. Pierre St., Pierre SD 57501, United States DESCRIPTION: IT technical support for Midwest Cyber Solutions, assisting with the technical support of voter ID verification machines. Will be helping provide IT support for set up and during primary voting. Temporary position only working for two days in June and possibly in November if additional assistance needed.Will be working as a temp IT assistant for Midwest Cyber Solutions.
CRS (Client Relationship Summary) - RIA
Click below to view Matthew Robert Johnson's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Matthew Robert Johnson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 31, 2023 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 207 Capitol Ave, Pierre, SD 57501Office #2: 415 E Kemp, Watertown, SD 57201Office #3: 601 4th St, Brookings, SD 57006RIA
BD
CRD#: 18387
Pierre, SD
Current
February 26, 2021 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 207 Capitol Ave, Pierre, SD 57501Office #2: 415 E Kemp, Watertown, SD 57201Office #3: 601 4th St, Brookings, SD 57006RIA
BD
CRD#: 18387
Pierre, SD
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(3/17/2021)
RR
Colorado(3/17/2021)
RR
Iowa(3/17/2021)
RR
Minnesota(3/17/2021)
RR
Montana(7/11/2023)
RR
Nebraska(3/17/2021)
RR
Nevada(7/10/2024)
RR
North Dakota(3/17/2021)
RR
South Dakota(3/5/2021)
IAR
South Dakota(10/31/2023)
RR
Texas(3/17/2021)
IAR
Texas(11/1/2023)
RR
West Virginia(2/27/2023)
RR
Wyoming(3/17/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 2/26/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
600 Portland Avenue South, Minneapolis, MN 55415
Mailing Address
600 Portland Avenue South, Minneapolis, MN 55415
Phone number
+1 (800) 847-4836
Established
Delaware since 07/29/1986
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
3,846
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THRIVENT FINANCIAL HOLDINGS, INC. | OWNER | |
| BIRR, THOMAS JOHN | VICE PRESIDENT | 4148092 |
| BOUSU, CALEB ANTHONY | DIRECTOR | 7877353 |
| CECERE, NICHOLAS M | DIRECTOR | 1513551 |
| GILCHRIST, TONIA NICOLE JAMES | CHIEF LEGAL OFFICER & SECRETARY | 4777233 |
| GOLIS, ANDREA CORIN | CHIEF COMPLIANCE OFFICER | 1401462 |
| JOHNSON, ARIKA VIKTORIA | DIRECTOR | 5580869 |
| JOHNSTON, PAUL ROBERTS | DIRECTOR | 2065882 |
| KLOSTER, DAVID JACOB | PRESIDENT | 2523240 |
| NORGARD, ANDREW DYLAN | TREASURER | 6868385 |
Regulatory assets under management
| Total Number of Accounts | 48,940 |
| AUM (Assets Under Management) | $ 17,499,525,490 |
Disclosures
| Regulatory Event | 8 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/21/2024 | ||
| 01/25/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
