Mark J. Devine
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark John Devine, who also goes by Mark John Devine, Mark Devine, was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 2013. Mark had worked at 4 firms and has passed the Series 66, SIE, Series 7 and Series 99 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 24, 2021 - May 14, 2024
FIDELITY PERSONAL AND WORKPLACE ADVISORS
January 25, 2021 - May 14, 2024
FIDELITY BROKERAGE SERVICES LLC
February 12, 2018 - January 2, 2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 10, 2017 - January 2, 2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 23, 2013 - August 1, 2017
PERSHING LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIDELITY PERSONAL AND WORKPLACE ADVISORS
CRD#: 288590 / SEC#: 801-112027
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 1,991,043 |
| AUM (Assets Under Management) | $ 818,776,100,963 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/22/2024 | ||
| 10/23/2023 | ||
| 01/06/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
