JL
Jairo C. Lemos
GATEWAY WEALTH PARTNERS
Cape Coral, FL
Some features on this profile are disabled
CRD#: 5857489
JL
Professional summary
Jairo C Lemos, who also goes by Jairo Cesar Lemos, is a registered financial advisor currently at GATEWAY WEALTH PARTNERS, LLC located in Cape Coral, Florida and LPL FINANCIAL LLC located in Cape Coral, Florida.
Jairo is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Jairo has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jairo Cesar Lemos
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) 6/28/19- Gateway Financial Partners - DBA for LPL Business (entity for LPL business)- Inv. Related- Glastonbury, CT- 120hrs/mth - 75% 2) 6/28/19-Gateway Financial Partners- Non-Variable Insurance- Inv. Related - Glastonbury, CT - 8hrs/mth- 5% 3) 6/28/19- LemCo REI LLC- Real Estate Rental- Owner- Inv. Related- Cape Coral, FL- start date 4/2012 - 8hrs/mth - 5% 4) 6/28/19- )6/28/19- LemCo REI LLC- Real Estate Rental- Owner- Inv. Related- East Hartford, CT - start date 4/2012 - 8hrs/mth - 5% 5) 06/28/2019 - LemCo LLC - Not investment related - 209 Maple Street East Hartford, CT 06118 - Business Owner - start date:04/2012. 6) 10/02/2023 - Modern Stays Ventures LLC - Real Estate Rental - Investment Related - Petersburg, FL - Start Date 04/06/2023 - 4 Hours Per Month/ 0 Hours During Trading 7) 10/24/2023 - Gateway Wealth Partners, LLC - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 10/16/2023 - 80 Hours Per Month/ 4 Hours During Trading - I provide investment advisory services through Gateway Wealth Partners, LLC, an independent investment advisor firm. I started this business activity in 10/2023. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
CRS (Client Relationship Summary) - RIA
Click below to view Jairo C Lemos's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 18, 2023 - Present
GATEWAY WEALTH PARTNERS, LLC
Office #2: 455 Winding Brook Drive, Glastonbury, CT 06033RIA
CRD#: 322789
Cape Coral, FL
Current
June 28, 2019 - Present
LPL FINANCIAL LLC
Office #1: 19 Del Prado N Suite 4, Cape Coral, FL 33909Office #2: 455 Winding Brook Drive, Glastonbury, CT 06033RIA
BD
CRD#: 6413
Cape Coral, FL
Past
June 28, 2019 - August 31, 2023
LPL FINANCIAL LLC
RIA
CRD#: 6413
CAPE CORAL, FL
Past
November 9, 2017 - July 2, 2019
EDWARD JONES
RIA
CRD#: 250
GLASTONBURY, CT
Past
September 13, 2017 - July 2, 2019
EDWARD JONES
BD
CRD#: 250
GLASTONBURY, CT
Past
June 23, 2014 - September 11, 2017
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
PLYMOUTH, MN
Past
November 24, 2010 - January 10, 2013
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
SPRINGFIELD, MA
Past
November 24, 2010 - January 10, 2013
MML DISTRIBUTORS, LLC
BD
CRD#: 38030
SPRINGFIELD, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GW
GATEWAY WEALTH PARTNERS, LLC
ADVISORS' PRIDE | WEALTH GUARDIAN ADVISORS | UNION RETIREMENT | THORSEN WEALTH MANAGEMENT | PENNELL WEALTH ADVISORS | MCCLONE RETIREMENT ADVISORS | INTEGRATED WEALTH PARTNERS | HAGEN WEALTH MANAGEMENT | GATEWAY WEALTH PARTNERS, LLC | GATEWAY FINANCIAL PARTNERS, LLC | FORETHOUGHT PLANNING | FINANCIAL RESOURCE SERVICES | FINANCIAL ADVISORS INC. | BOBER WEALTH MANAGEMENT COMPANY
CRD#: 322789 / SEC#: 801-126635
RIA
Registered Investment Advisory firm - (9/26/2022 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Connecticut(6/28/2019)
IAR
Connecticut(9/18/2023)
RR
Florida(6/28/2019)
IAR
Florida(10/5/2023)
RR
Kansas(1/31/2022)
RR
Maine(11/12/2019)
RR
Massachusetts(6/28/2019)
RR
New Hampshire(6/10/2021)
RR
New York(6/28/2019)
RR
North Carolina(7/24/2019)
RR
Rhode Island(11/12/2019)
RR
South Carolina(4/6/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
GW
GATEWAY WEALTH PARTNERS, LLC
ADVISORS' PRIDE | WEALTH GUARDIAN ADVISORS | UNION RETIREMENT | THORSEN WEALTH MANAGEMENT | PENNELL WEALTH ADVISORS | MCCLONE RETIREMENT ADVISORS | INTEGRATED WEALTH PARTNERS | HAGEN WEALTH MANAGEMENT | GATEWAY WEALTH PARTNERS, LLC | GATEWAY FINANCIAL PARTNERS, LLC | FORETHOUGHT PLANNING | FINANCIAL RESOURCE SERVICES | FINANCIAL ADVISORS INC. | BOBER WEALTH MANAGEMENT COMPANY
CRD#: 322789 / SEC#: 801-126635
RIA
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Contact information
Main Address
100 W. Lawrence Street Suite 304, Appleton, WI 54911
Mailing Address
Phone number
(920) 731-9293
Established
Firm type
Fiscal year end
# of Employees
66
SEC notice filing (31 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5,702 |
| AUM (Assets Under Management) | $ 1,249,772,416 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
