AB
Anthony J. Burek
REGAL INVESTMENT ADVISORS LLC
MONROE, MI 48161
Some features on this profile are disabled
CRD#: 5857474
AB
Professional summary
Anthony Joseph Burek, who also goes by Anthony Burek, Tony Joseph Burek, is a registered financial advisor currently at REGAL INVESTMENT ADVISORS LLC located in Monroe, Michigan.
Anthony is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Anthony has worked at 3 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Anthony Burek | Tony Joseph Burek
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. RIVERBANK WM / INVESTMENT RELATED / MONROE, MI / IAR; FINANCIAL ADVISORY SERVICES / MODEL CREATION & MAINTENANCE / 4/2013 START DATE / ~160HRS/MONTH. 2. THE SIGHT CENTER OF NW OHIO / 1002 GARDEN LAKE PARKWAY, TOLEDO, OHIO, 43614 / NON-INVESTMENT RELATED / BOARD MEMBER AND TREASURER / 1/2014 START DATE / 0% COMPENSATION / ~1HR/MONTH, 1 HR DURING TRADING HRS. 3. ARBUTUS CAPITAL MANAGEMENT, LLC / PERRYSBURG, OH / NON-INVESTMENT RELATED / INDEPENDENT CONTRACTOR / 100% COMPENSATED / 6/2013 START DATE / ~2HRS/MONTH. 4. OFFICER/DIRECTOR OF NORTHERN BUCKEYE UNITED SOCCER CLUB. LOCATED AT 362 VALLEY LANE, PERRYSBURG, OH, 43551. BEGAN ON 6/30/2018. DEVOTES APPROX 1 HOUR PER MONTH AND NONE DURING TRADING HOURS. THIS IS NOT INVESTMENT RELATED. HE DOES NOT RECEIVE COMPENSATION.
CRS (Client Relationship Summary) - RIA
Click below to view Anthony Joseph Burek's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 23, 2013 - Present
REGAL INVESTMENT ADVISORS LLC
Office #1: 72 W Front St, Monroe, MI 48161RIA
CRD#: 125004
MONROE, MI
Past
January 25, 2012 - April 19, 2013
THE HUNTINGTON INVESTMENT COMPANY
RIA
CRD#: 16986
TOLEDO, OH
Past
January 25, 2012 - April 19, 2013
THE HUNTINGTON INVESTMENT COMPANY
BD
CRD#: 16986
TOLEDO, OH
Past
January 7, 2011 - January 23, 2012
REGAL INVESTMENT ADVISORS LLC
RIA
CRD#: 125004
MONROE, MI
Past
December 7, 2010 - December 19, 2011
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.
BD
CRD#: 18487
HOLBROOK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RI
REGAL INVESTMENT ADVISORS LLC
DURAND CAPITAL PARTNERS, LLC | REGAL INVESTMENT ADVISORS LLC | REGAL FINANCIAL GROUP LLC | REGAL FINANCIAL GROUP | REGAL FINANCIAL ADVISORS | REGAL FAMILY OFFICE | REGAL CHARITABLE, LLC | LIONSHARE
CRD#: 125004 / SEC#: 801-71923
RIA
Registered Investment Advisory firm - (10/19/2010 Approved)Alaska
Registered Investment Advisory firm - (10/21/2010 Terminated)Florida
Registered Investment Advisory firm - (10/21/2010 Terminated)Indiana
Registered Investment Advisory firm - (10/21/2010 Terminated)Michigan
Registered Investment Advisory firm - (11/1/2010 Terminated)Minnesota
Registered Investment Advisory firm - (10/22/2010 Terminated)Nebraska
Registered Investment Advisory firm - (10/21/2010 Terminated)North Carolina
Registered Investment Advisory firm - (10/21/2010 Terminated)Ohio
Registered Investment Advisory firm - (10/21/2010 Terminated)Pennsylvania
Registered Investment Advisory firm - (10/22/2010 Terminated)South Carolina
Registered Investment Advisory firm - (10/21/2010 Terminated)South Dakota
Registered Investment Advisory firm - (10/21/2010 Terminated)Wisconsin
Registered Investment Advisory firm - (10/21/2010 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Michigan(4/25/2013)
IAR
Ohio(4/23/2013)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
RI
REGAL INVESTMENT ADVISORS LLC
DURAND CAPITAL PARTNERS, LLC | REGAL INVESTMENT ADVISORS LLC | REGAL FINANCIAL GROUP LLC | REGAL FINANCIAL GROUP | REGAL FINANCIAL ADVISORS | REGAL FAMILY OFFICE | REGAL CHARITABLE, LLC | LIONSHARE
CRD#: 125004 / SEC#: 801-71923
RIA
Registered Investment Advisory firm - (10/19/2010 Approved)Alaska
Registered Investment Advisory firm - (10/21/2010 Terminated)Florida
Registered Investment Advisory firm - (10/21/2010 Terminated)Indiana
Registered Investment Advisory firm - (10/21/2010 Terminated)Michigan
Registered Investment Advisory firm - (11/1/2010 Terminated)Minnesota
Registered Investment Advisory firm - (10/22/2010 Terminated)Nebraska
Registered Investment Advisory firm - (10/21/2010 Terminated)North Carolina
Registered Investment Advisory firm - (10/21/2010 Terminated)Ohio
Registered Investment Advisory firm - (10/21/2010 Terminated)Pennsylvania
Registered Investment Advisory firm - (10/22/2010 Terminated)South Carolina
Registered Investment Advisory firm - (10/21/2010 Terminated)South Dakota
Registered Investment Advisory firm - (10/21/2010 Terminated)Wisconsin
Registered Investment Advisory firm - (10/21/2010 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2687 44th Street Se, Kentwood, MI 49512
Mailing Address
Phone number
(616) 224-2204
Established
Firm type
Fiscal year end
# of Employees
118
SEC notice filing (50 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 12,303 |
| AUM (Assets Under Management) | $ 2,447,941,075 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/06/2023 | ||
| 12/06/2023 | ||
| 12/06/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
REGAL INVESTMENT ADVISORS LLC
CRD#: 125004Monroe, MI 48161TRUST BUT VERIFY
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