Eric R. Mc Mahon
Professional summary
Eric Regis Mc Mahon is a registered financial advisor currently at FIRST TRUST ADVISORS LP located in Austin, Texas and FIRST TRUST PORTFOLIOS L.P. located in Austin, Texas.
Eric is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Eric has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Eric Regis Mc Mahon's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 21, 2017 - Present
FIRST TRUST ADVISORS LP
Office #1: Ibc Building 500 West 5th Street 8th Floor, Austin, TX, 78701May 11, 2017 - Present
FIRST TRUST PORTFOLIOS L.P.
Office #1: Ibc Building 500 West 5th Street 8th Floor, Austin, TX, 78701June 10, 2016 - April 10, 2017
STATE FARM VP MANAGEMENT CORP.
November 21, 2013 - March 1, 2016
STATE FARM VP MANAGEMENT CORP.
Primary Firm SEC Registration
FIRST TRUST ADVISORS LP
CRD#: 107027 / SEC#: 801-39950
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/11/2017)
(9/21/2017)
(5/11/2017)
(9/21/2017)
Exams
FINRA
Current Firm
FIRST TRUST ADVISORS LP
CRD#: 107027 / SEC#: 801-39950
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5,033 |
| AUM (Assets Under Management) | $ 256,328,000,000 |
Red Flags
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