Alberto Washington Peredo
Professional summary
Alberto Washington Peredo, who also goes by Alberto Washington, is a registered financial professional currently at FINALIS SECURITIES LLC located in New York, New York.
Alberto is registered as a RR (Registered Representative) and started their career in finance in 2011. Alberto has worked at 2 firms and has passed the Series 63, Series 66, Series 82TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Alberto Washington Peredo's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 29, 2021 - Present
FINALIS SECURITIES LLC
Office #1: 228 Park Ave South Suite 85550, New York, NY 10003May 20, 2011 - November 2, 2011
UBS FINANCIAL SERVICES INC.
January 17, 2011 - November 2, 2011
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/10/2023)
(5/30/2022)
(11/12/2021)
Exams
Series 82TO
Date: 10/29/2021
Limited Representative-Private Securities OfferingsFINRA
Current Firm
FINALIS SECURITIES LLC
CRD#: 305908 / SEC#: , 8-70425
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FINALIS, INC. | HOLDING COMPANY | |
| AZARY, DENNIS MICHAEL | CEO/CCO/FINOP | 2384263 |
Red Flags
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