Calvin S. De Vries
Professional summary
Calvin Schifano De Vries is a registered financial professional currently at CTC, LLC located in Chicago, Illinois.
Calvin is registered as a RR (Registered Representative) and started their career in finance in 2010. Calvin has worked at 3 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Calvin Schifano De Vries's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 31, 2019 - Present
CTC, LLC
Office #1: 425 S. Financial Place 4th Floor, Chicago, IL 60605Office #2: 425 S. Financial Place 4th Floor, Chicago, IL 60605October 3, 2014 - July 30, 2019
GOLDMAN SACHS & CO. LLC
October 19, 2010 - June 16, 2014
INTEGRAL DERIVATIVES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 12/23/2024
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamCboe BZX Exchange, Inc.
Cboe C2 Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
NYSE American LLC
NYSE Arca, Inc.
Nasdaq BX, Inc.
Nasdaq ISE, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
Current Firm
CTC, LLC
CRD#: 44597 / SEC#: , 8-50758
Contact information
Documents
Disclosures
| Regulatory Event | 18 |
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