Sahil Aggarwal

Some features on this profile are disabled

CRD#: 5855644

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Sahil Aggarwal was a registered financial professional .

Sahil is a previously registered financial professional and started their career in finance in 2015. Sahil had worked at 1 firm and has passed the Series 63, SIE and Series 79 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

July 23, 2015 - September 6, 2016

WELLS FARGO SECURITIES, LLC

CRD#: 126292

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 6/15/2015

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 9/6/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 79

Date: 7/23/2015

Investment Banking Registered Representative Examination

Current Firm

WELLS FARGO SECURITIES, LLC

WACHOVIA CAPITAL MARKETS, LLC | WELLS FARGO SECURITIES, LLC | WELLS FARGO SECURITIES | WELLS FARGO CORPORATE AND/& INVESTMENT BANKING | WACHOVIA CORPORATE & INVESTMENT BANKING, LLC

CRD#: 126292 / SEC#: , 8-65876

Broker-Dealer Firm Regulated by FINRA (Atlanta district office)

Upgrade to AdvisorCheck Premium

Firm MonitoringMonitor not just your advisor but also their firm.

More Frequent AlertsGet updates every two weeks instead of monthly.

Contact information

Main Address

550 South Tryon Street 6th Floor D1086-060, Charlotte, NC, 28202

Mailing Address

1 N Jefferson Ave H0004-063, St. Louis, MO 63103

Phone number

(314) 875-3286

Established

Delaware since 03/05/2003

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Large

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
EVEREN CAPITAL CORPORATION	PARENT
CHESTER, KARA MCSHANE	DIRECTOR/MANAGER	2679854
CONNOR, TIMOTHY MICHAEL	PRINCIPAL FINANCIAL OFFICER	8157713
MACCHIO, PETER	CHIEF COMPLIANCE OFFICER / DESIGNATED TEXAS OFFICER / DIRECTOR/MANAGER	2124187
OHARA, TIMOTHY PATRICK	DIRECTOR/MANAGER	2095368
PETERS, MARY LOU	DIRECTOR/MANAGER/CONTROL PRINCIPAL	4062788
RILEY, MICHAEL FRANCIS	DIRECTOR/MANAGER	4165280
RIVAS, FERNANDO S	CHAIR / CEO / PRESIDENT / DIRECTOR/MANAGER	4803269
SMITH, DANIEL D	CHIEF OPERATIONS OFFICER	5500659
THOMAS, DANIEL JEROME JR	DIRECTOR/MANAGER

Disclosures

Regulatory Event	158
Civil Event	1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.