How trustworthy is your Financial Advisor?
CHECK FOR RED FLAGS
See the full picture before you decide
Nearly 100,000 registered financial advisors have customer disputes, bankruptcies, criminal activity, and more on their records. In 2023, about 60 red flags were recorded daily. That's why it's crucial to check if your advisor has any red flags and decide whether you're comfortable with them.
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OTHER BUSINESSES AND POTENTIAL CONFLICTS OF INTEREST
FIRST FIDELITY GROUP POSITION: PRINCIPAL NATURE: INSURANCE PRODUCTS: NO NUMBER OF HOURS: 20 START DATE: 08/15/2008 ADDRESS: 1134 GREYMOOR RD, SHOAL CREEK AL 35242 DESCRIPTION: MARKET AND SELL INSURANCE PRODUCTS SUCH AS LIFE INSURANCE, ANNUITIES. OPHTHALMIC CONCEPTS POSITION: OWNER NATURE: MANUFACTURES REPRESENTATIVE INVESTMENT RELATED HOURS: 0 START DATE: 07/24/2012 ADDRESS: 1134 GREYMOOR RD, SHOAL CREEK AL 35242 DESCRIPTION: ASBURY METHODIST CHURCH POSITION: MEMBER/COMMITTEE MEMBER/ TEACHER/ HOST NATURE: RELIGIOUS INVESTMENT RELATED: NO NUMBER OF HOURS: 8 INVESTMENT RELATED HOURS: 0 START DATE: 01/03/2011 ADDRESS: 6990 CAHABA VALLEYROAD, BIRMINGHAM AL 35242 DESCRIPTION: I SERVE IN A VARIETY OF CAPACITIES AT THE CHURCH. I AM MEMBER OF THE FINANCE COMMITTEE, TEACHER AND HOST. ON OCCASSION I AM ASKED TO HELP OUT ON A NUMBER OF PROJECTS OR COMMITTEES.
FIRM INFORMATION
Some financial advisors may work at more than one firm. Click view work history below to review their data.
GET PROTECTED WITH ADVISORCHECK
At AdvisorCheck, we want to ensure that the financial advisor you work with, or plan to work with, provides you with peace of mind that your money is safe. That’s why we offer background checks that cover 9 key categories.
