Sharon K. Hanany
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sharon K Hanany, who also goes by Sharon K. Hanany, Sharon Koch Hanany, Sharon Elizabeth Koch, was a registered financial professional .
Sharon is a previously registered financial professional and started their career in finance in 2010. Sharon had worked at 10 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 30, 2021 - January 6, 2025
FIDELITY BROKERAGE SERVICES LLC
February 7, 2018 - September 9, 2021
SHELTON CAPITAL MANAGEMENT
April 17, 2017 - September 9, 2021
RFS PARTNERS
August 1, 2016 - December 20, 2016
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
August 1, 2016 - December 20, 2016
CAMBRIDGE INVESTMENT RESEARCH, INC.
June 18, 2014 - August 1, 2016
PNC MANAGED ACCOUNT SOLUTIONS, INC.
June 16, 2014 - August 1, 2016
BBVA SECURITIES INC.
February 20, 2014 - June 11, 2014
EMPOWER ADVISORY GROUP, LLC
September 27, 2011 - November 21, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 13, 2011 - November 21, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 16, 2010 - March 10, 2011
MORGAN STANLEY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIDELITY BROKERAGE SERVICES LLC
CRD#: 7784 / SEC#: , 8-23292
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | MEMBER | |
| BRANDNER, CLINT RYAN | CHIEF OPERATIONS OFFICER | 7209362 |
| CENATIEMPO, PHILIP J | HEAD OF STRATEGY, PLANNING & ADVICE | 4809405 |
| DYER, JANET MARIE | CO - CHIEF COMPLIANCE OFFICER | 3186352 |
| MAHNA, ROHIT | HEAD OF CLIENT GROWTH | 4078386 |
| MASCIALINO, ROBERT RAYMOND | PRESIDENT/CEO/DIRECTOR | 2078086 |
| MCLAUGHLIN, KEVIN MICHAEL | CHIEF FINANCIAL OFFICER | 5392417 |
| MERKEN, GAIL RACHEL | CHIEF COMPLIANCE OFFICER | 5546717 |
| PETERSON, PAUL DAVID | HEAD OF INVESTMENT ADVISOR GROUP | 2387115 |
| STURDY, CHARLES HANCOCK | SECRETARY AND GENERAL COUNSEL |
Disclosures
| Regulatory Event | 23 |
| Arbitration | 124 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
