MR
Michael M. Roethel
MASON SECURITIES
Reston, VA 20190
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CRD#: 5855060
MR
Professional summary
Michael Mathias Roethel is a registered financial professional currently at MASON SECURITIES, INC. located in Reston, Virginia.
Michael is registered as a RR (Registered Representative) and started their career in finance in 2018. Michael has worked at 1 firm and has passed the Series 27 exam.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Michael Mathias Roethel's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 15, 2018 - Present
MASON SECURITIES, INC.
Office #1: 11921 Freedom Drive Suite 1000, Reston, VA 20190BD
CRD#: 12967
Reston, VA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
MS
MASON SECURITIES, INC.
MASON SECURITIES, INC.
CRD#: 12967 / SEC#: , 8-28378
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
11921 Freedom Drive Suite 1000, Reston, VA 20190
Mailing Address
11921 Freedom Drive Suite 1000, Reston, VA 20190
Phone number
(703) 716-6000
Established
Delaware since 07/09/1982
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MASON INTERNATIONAL, INC. | SHAREHOLDER | |
| DELANEY, JOHN MURPHY | CHIEF COMPLIANCE OFFICER | 6877307 |
| GEORGE, SCOTT STANLEY | PRESIDENT, TREASURER AND DIRECTOR | 1399567 |
| MASON, WILLIAM NOYES III | DIRECTOR, VICE-PRESIDENT, AND CHAIRMAN OF THE BOARD | 322341 |
| SCHREINER, CHRISTOPHER LEE | CHIEF OPERATING OFFICER | 3154419 |
Disclosures
| Regulatory Event | 2 |
Red Flags
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