KD
Kelly L. Dixon
CANNON FINANCIAL STRATEGISTS
Athens, GA 30605
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CRD#: 5854982
KD
Professional summary
Kelly L Dixon is a registered financial advisor currently at CANNON FINANCIAL STRATEGISTS, INC. located in Athens, Georgia and CANNON SECURITIES, INC. located in Athens, Georgia.
Kelly is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Kelly has worked at 3 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Cannon Financial Strategists, Inc; Investment related; 649-8 S. Milledge Ave. Athens, GA 30605; Retirement plan consulting and administration; individual advisory services, Insurance and fixed annuity, CCO/CEO; 02/28/2011; 160 hrs per month; 130 hrs during trading; General vision, regulatory compliance, staff development, retirement plan consulting, sales, and marketing. 2) Cannon Securities, Inc.; Investment related; 649-6 S. Milledge Ave. Athens, GA 30605; plan administration; CEO/CCO/AMLCO/Executive Representative; 10/11/2010; 12hrs per month; 12 hrs during trading; General vision and regulatory compliance. 3) Affinity Home Lending, LLC; Non- investment related; 84 Church St., Suite A, Marietta, GA 30064; Georgia Mortgage Brokerage Firm; Minority Owner; 4/2014; 2 hours per month; 0 hrs during trading; Owner and general vision as a minority owner (member). 4) CFS Realco, LLC; Non- Investment related; 649-8 S. Milledge Ave.; Real estate Holding Co.; Owner; 06/11/2018; 0 hrs per month; 0 hrs during trading; Owner. 5) Vixon Capital, LLC; 11/2023; Non-investment related; Investment holding company; Managing Member; 2 hours/month; 2 hours during trading hours; Review investments held by the company.
CRS (Client Relationship Summary) - RIA
Click below to view Kelly L Dixon's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 26, 2011 - Present
CANNON FINANCIAL STRATEGISTS, INC.
Office #1: 649-8 South Milledge Ave, Athens, GA 30605RIA
CRD#: 133509
Athens, GA
Current
December 3, 2010 - Present
CANNON SECURITIES, INC.
Office #1: 649 South Milledge Ave. Suite 6, Athens, GA 30605BD
CRD#: 152287
Athens, GA
Past
November 30, 2015 - December 31, 2015
J.R. COLE & ASSOCIATES, INC
RIA
CRD#: 145903
ATHENS, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CF
CANNON FINANCIAL STRATEGISTS, INC.
CANNON FINANCIAL STRATEGISTS, INC.
CRD#: 133509 / SEC#: 801-79869
RIA
Registered Investment Advisory firm - (6/18/2014 Approved)Georgia
Registered Investment Advisory firm - (6/19/2014 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Georgia(1/20/2011)
IAR
Georgia(7/26/2011)
RR
North Carolina(1/2/2013)
RR
South Carolina(1/2/2013)
IAR
Texas(3/31/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CF
CANNON FINANCIAL STRATEGISTS, INC.
CANNON FINANCIAL STRATEGISTS, INC.
CRD#: 133509 / SEC#: 801-79869
RIA
Registered Investment Advisory firm - (6/18/2014 Approved)Georgia
Registered Investment Advisory firm - (6/19/2014 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
649-8 South Milledge Ave, Athens, GA 30605
Mailing Address
Phone number
(706) 548-3422
Established
Firm type
Fiscal year end
# of Employees
36
SEC notice filing (10 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,140 |
| AUM (Assets Under Management) | $ 1,433,957,745 |
Red Flags
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Company Information
CANNON FINANCIAL STRATEGISTS, INC.
CRD#: 133509Athens, GA 30605TRUST BUT VERIFY
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