John T. Sullivan
Professional summary
John Thomas Sullivan, who also goes by Sullivan Thomas John Thomas, John Thomas II Sullivan, is a registered financial professional currently at WALLEYE TRADING LLC located in New York, New York.
John is registered as a RR (Registered Representative) and started their career in finance in 2011. John has worked at 5 firms and has passed the Series 63, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Thomas Sullivan's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 24, 2024 - Present
WALLEYE TRADING LLC
Office #1: 315 Park Ave S Floor 17 & 18, New York, NY 10010April 28, 2014 - February 24, 2022
JEFFERIES LLC
June 26, 2013 - April 29, 2014
AXIOM CAPITAL MANAGEMENT, INC.
December 4, 2012 - May 21, 2013
DIRECT ACCESS PARTNERS LLC
December 19, 2011 - December 13, 2012
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 6/24/2024
General Securities Representative ExaminationBOX Exchange LLC
Cboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe C2 Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Miami International Securities Exchange, LLC
NYSE American LLC
NYSE Arca, Inc.
Nasdaq ISE, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
Current Firm
WALLEYE TRADING LLC
CRD#: 136196 / SEC#: , 8-66988
Contact information
Documents
Disclosures
| Regulatory Event | 14 |
Red Flags
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