Anthony R. Luppi

INSIGHT WEALTH STRATEGIES, LP

Irvine, CA 92618

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CRD#: 5854890

Professional summary

Anthony Robert Luppi, CFP®, who also goes by Anthony Robert Luppi, Anthony Luppi, Tony Luppi, is a registered financial advisor currently at INSIGHT WEALTH STRATEGIES, LP located in Irvine, California.

Anthony is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Anthony has worked at 2 firms and has passed the Series 66, SIE, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Anthony Robert Luppi | Anthony Luppi | Tony Luppi

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anthony Robert Luppi's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2021

Experience

Current

April 4, 2023 - Present

INSIGHT WEALTH STRATEGIES, LP

Office #1: 100 Pacifica Suite 360, Irvine, CA 92618

RIA

CRD#: 151437

Irvine, CA

Past

August 2, 2011 - April 4, 2023

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

IRVINE, CA

Past

June 7, 2011 - April 4, 2023

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

IRVINE, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

INSIGHT WEALTH STRATEGIES, LP

CRD#: 151437 / SEC#: 801-124825

RIA

Registered Investment Advisory firm - (5/19/2022 Approved)

California

Registered Investment Advisory firm - (6/22/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(4/4/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/1/2011

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/6/2011

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 11/15/2013

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 9/9/2013

General Securities Sales Supervisor - Options Module Examination

Current Firm

INSIGHT WEALTH STRATEGIES, LP

CRD#: 151437 / SEC#: 801-124825

RIA

Registered Investment Advisory firm - (5/19/2022 Approved)

California

Registered Investment Advisory firm - (6/22/2022 Terminated)

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Contact information

Main Address

100 Pacifica Suite 360, Irvine, CA 92618

Mailing Address

Phone number

(949) 453-9331

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

INSIGHT WEALTH STRATEGIES, LP - ADV 2A (3/4/2025)

Regulatory assets under management

Total Number of Accounts	235
AUM (Assets Under Management)	$ 109,183,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Anthony R. Luppi

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anthony Robert Luppi's CRS (Customer Relationship Summary).

Certified licenses

Experience

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

INSIGHT WEALTH STRATEGIES, LP

State Registrations and Notice Filings

Exams

Series 66

Date: 8/1/2011

SIE

Date: 10/1/2018

Series 7

Date: 6/6/2011

Series 10

Date: 11/15/2013

Series 9

Date: 9/9/2013

Current Firm

INSIGHT WEALTH STRATEGIES, LP

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

INSIGHT WEALTH STRATEGIES, LP

TRUST BUT VERIFY

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