Eric M. Mcdermott
PARK AVENUE SECURITIES LLC
Campbell, CA 95008
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CRD#: 5854797
Professional summary
Eric Matthew Mcdermott, CFP®, ChFC®, CLU®, who also goes by Eric M Mcdermott, is a registered financial advisor currently at PARK AVENUE SECURITIES LLC located in Campbell, California.
Eric is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Eric has worked at 1 firm and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Eric M Mcdermott
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. APN (Advanced Practice Network)-Managing Partner - APN also does business as (DBA) "Fiscalyze." APN/Fiscalyze focuses on providing financial insights platforms and client experiences for the financial services and related industries,. Start:04/07/2016, Address: 333 N. Indian Hill Blvd. Claremont, CA 91711, Hrs per month - Tot/Bus: 20/5, Not investment related, 2. Fiscal Advantage, LLC-Business performance analytical software consulting and marketing,. Start: 01/03/2017, Address: 333 North Indian Hill Blvd., Claremont, CA 91711, Hrs per month - tot/bus: 20/5, Not investment related, 3. Pacific Advisors LLC-Guardian mandated holding company for Pacific Advisors Inc., Start: 04/01/2018, Address: 333 North Indian Hill, Claremont, CA 91711, 5 bus hrs per month, Investment related, 4) eMcDermott LLC (DBA NEXTpectations�): Non Industry Related Consulting -This is a sole proprietorship to receive payment/stipends for non industry related consulting subject matter (eg: business, marketing, innovation). Start: 08/01/2018, Address: 406 Charleston Drive, Claremont, CA 91711, 5 total hours per month; 3 during securities trading hours, Not investment related, Less than 10% annual compensation, 5. Insurance Sales-Products other than Guardian, Start: 01/01/2013, Address: 333 N. Indian Hill Blvd., Claremont, CA 91711, 1 bus hr per month, Investment related, 6. RetireRight, LLC-Managing Partner - RetireRight focuses on providing financial insights and client experiences for people seeking retirement income strategies,. Start date: 01/11/2019, Address: 408 N. Indian Hill Blvd. Claremont, CA 91711, 2 total hours per month; 2 during securities trading hours, Not investment related, No annual compensation 7) eMcDermott LLC (DBA NEXTpectations�: Public Speaking & Online Content-LLC, Start: 01/01/2019, Address: 406 Charleston Drive Claremont, CA 91711 10 total hours per month; 3 during securities trading hours, Not investment related, Less than 10% annual compensation, 8) eMcDermott LLC (DBA NEXTpectations�): LLC, Start: 07/01/2019, Address: 406 Charleston Drive Claremont, CA 91711, 10 total hours per month; 10 during securities trading hours, Not investment related, Less than 10% annual compensation, 9) eMcDermott LLC (DBA NEXTpectations�): Article Writing, Start: 08/01/2019, Address: 406 Charleston Drive Claremont, CA 91711, 3 total hours per month; 1 during securities trading hours, Not investment related, No annual compensation, 10) eMcDermott LLC (DBA NEX, Address: 406 Charleston Drive Claremont, CA 91711 5 total hours per month; 1 during securities trading hours, Not investment related, Less than 10% annual compensation, 11) Single-Family House Rental Property-Oceanside, CA, Start: 07/01/2011, Address: 402 La Soledad Way, Oceanside, CA 92057, 5 total hours per month; 1 during securities trading hours, Investment related, Less than 10% annual compensation, 12) Named Trustee for the "Mayne Family Trust" , Start: 06/01/2022, Address: 406 Charleston Dr. Claremont, CA 91711, 0 total hours per month; Not investment related, No annual compensation, 13) Informal Board of Advisors Member of Eikona, LLC-General business insights from time to time and list me as a member of his Board of Advisors. This is an informal role, has no set hours, responsibilities, agreements or compensation. Simply offering general, non-financial, business insights from time to time as needed. Start: 06/01/2022, Address: 406 Charleston Dr. Claremont, CA 91711, 1 total hour per month; 0 during securities trading hours, Not investment related, No annual compensation, 14) One Pacific Benefits, LLC- Start: 11/15/2023, Address: TBD, 2 total hour per month; 2 during securities trading hours, Investment related, Less than 10% annual compensation,
CRS (Client Relationship Summary) - RIA
Click below to view Eric Matthew Mcdermott's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Eric Matthew Mcdermott's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2017
Experience
Current
April 28, 2015 - Present
PARK AVENUE SECURITIES LLC
Office #1: 910 E. Hamilton Avenue Suite 150, Campbell, CA 95008Office #2: 480 N. Indian Hill Blvd Suite 2a, Claremont, CA 91711Office #3: 2875 Michelle Drive Suite 110, Irvine, CA 92606Office #5: 5080 N 40th Street Suite 400, Phoenix, AZ 85018RIA
BD
CRD#: 46173
Campbell, CA
Current
May 4, 2011 - Present
PARK AVENUE SECURITIES LLC
Office #1: 910 E. Hamilton Avenue Suite 150, Campbell, CA 95008Office #2: 480 N. Indian Hill Blvd Suite 2a, Claremont, CA 91711Office #3: 2875 Michelle Drive Suite 110, Irvine, CA 92606Office #4: 5080 N 40th Street Suite 400, Phoenix, AZ 85018RIA
BD
CRD#: 46173
Campbell, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PA
PARK AVENUE SECURITIES LLC
PARK AVENUE SECURITIES LLC
CRD#: 46173 / SEC#: 801-58108, 8-51324
RIA
Registered Investment Advisory firm - SEC (11/13/2000 Approved)District of Columbia
Registered Investment Advisory firm - SEC (1/2/2002 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/4/2018)
RR
Alaska(6/4/2018)
RR
Arizona(5/1/2015)
IAR
Arizona(5/6/2015)
RR
Arkansas(6/4/2018)
RR
California(8/10/2011)
IAR
California(4/28/2015)
RR
Colorado(5/29/2018)
RR
Connecticut(6/4/2018)
IAR
Connecticut(7/23/2019)
RR
Delaware(5/8/2015)
IAR
Delaware(5/8/2015)
RR
District of Columbia(7/21/2015)
IAR
District of Columbia(7/27/2015)
RR
Florida(6/4/2018)
IAR
Florida(10/30/2020)
RR
Georgia(6/4/2018)
RR
Hawaii(8/20/2015)
IAR
Hawaii(8/20/2015)
RR
Idaho(5/24/2018)
IAR
Idaho(11/8/2021)
RR
Illinois(6/4/2018)
IAR
Illinois(11/8/2021)
RR
Indiana(6/4/2018)
RR
Iowa(9/20/2018)
RR
Kansas(10/13/2014)
RR
Kentucky(6/4/2018)
RR
Louisiana(6/4/2018)
RR
Maine(6/4/2018)
RR
Maryland(6/4/2018)
IAR
Maryland(4/23/2020)
RR
Massachusetts(6/4/2018)
RR
Michigan(6/4/2018)
RR
Minnesota(6/4/2018)
IAR
Minnesota(8/12/2022)
RR
Mississippi(6/4/2018)
RR
Missouri(6/4/2018)
RR
Montana(5/1/2015)
IAR
Montana(5/1/2015)
RR
Nebraska(6/4/2018)
RR
Nevada(5/21/2018)
RR
New Hampshire(6/4/2018)
RR
New Jersey(12/24/2015)
IAR
New Jersey(12/24/2015)
RR
New Mexico(6/4/2018)
RR
New York(12/18/2015)
IAR
New York(4/16/2021)
RR
North Carolina(6/4/2018)
RR
North Dakota(6/4/2018)
RR
Ohio(7/21/2015)
IAR
Ohio(7/21/2015)
RR
Oklahoma(6/4/2018)
RR
Oregon(9/20/2018)
IAR
Oregon(5/24/2021)
RR
Pennsylvania(6/4/2018)
RR
Puerto Rico(12/20/2024)
RR
Rhode Island(1/3/2019)
RR
South Carolina(6/4/2018)
RR
South Dakota(6/4/2018)
RR
Tennessee(5/8/2015)
RR
Texas(12/18/2017)
IAR
Texas(12/18/2017)
RR
Utah(7/22/2015)
IAR
Utah(7/22/2015)
RR
Vermont(6/4/2018)
RR
Virgin Islands(4/29/2019)
RR
Virginia(6/4/2018)
RR
Washington(5/29/2018)
IAR
Washington(11/12/2019)
RR
West Virginia(5/1/2019)
RR
Wisconsin(10/20/2017)
IAR
Wisconsin(10/20/2017)
RR
Wyoming(6/4/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
PA
PARK AVENUE SECURITIES LLC
PARK AVENUE SECURITIES LLC
CRD#: 46173 / SEC#: 801-58108, 8-51324
RIA
Registered Investment Advisory firm - SEC (11/13/2000 Approved)District of Columbia
Registered Investment Advisory firm - SEC (1/2/2002 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
10 Hudson Yards, New York, NY 10001
Mailing Address
10 Hudson Yards, New York, NY 10001
Phone number
+1 (888) 600-4667
Established
Delaware since 08/20/1998
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,984
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA | OWNER | |
| BOGGS, ALLEN WARREN | HEAD OF PRODUCT & SUPERVISION | 4751363 |
| CASWELL, MARIANNE GRACE | PRESIDENT AND ELECTED MEMBER | 6424651 |
| DAVARASHVILI, KATE | FINOP/PRINCIPAL FINANCIAL OFFICER. | 5642325 |
| DESROCHERS, CARL | ELECTED MEMBER | 7807194 |
| GALLO, JOSEPH MICHAEL | CHIEF COMPLIANCE OFFICER | 3108044 |
| HERGAN, JOSHUA NEIL | GENERAL COUNSEL | 4572643 |
| LESINA, LEYLA ADA | ELECTED MEMBER | 3004323 |
| MAHER, CARLY PRITCHARD | HEAD OF WEALTH MANAGEMENT STRATEGY AND BUSINESS OPERATIONS | 4003223 |
| PERRY, MICHAEL ANDREW | ELECTED MEMBER | 2688179 |
| RYNIKER, MICHAEL JOHN | PRINCIPAL OPERATIONS OFFICER | 2474604 |
Regulatory assets under management
| Total Number of Accounts | 71,074 |
| AUM (Assets Under Management) | $ 14,998,852,974 |
Disclosures
| Regulatory Event | 20 |
| Arbitration | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/25/2025 | ||
| 01/22/2025 | ||
| 11/15/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
