Trent Steines
Professional Summary
Trent Steines, who also goes by Trent Michael Steines, is a registered financial advisor currently at STEELE CAPITAL MANAGEMENT, INC. located in Dubuque, Iowa. Trent is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Trent has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Trent Steines, Trent Michael Steines
Similar Advisors
MORGAN STANLEY
PFS INVESTMENTS INC.
PACKERLAND BROKERAGE SERVICES, INC.
OSAIC WEALTH, INC.
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
MORGAN STANLEY
PFS INVESTMENTS INC.
PACKERLAND BROKERAGE SERVICES, INC.
OSAIC WEALTH, INC.
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
MORGAN STANLEY
PFS INVESTMENTS INC.
PACKERLAND BROKERAGE SERVICES, INC.
OSAIC WEALTH, INC.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
MORGAN STANLEY
PFS INVESTMENTS INC.
PACKERLAND BROKERAGE SERVICES, INC.
OSAIC WEALTH, INC.
Years of Experience
16 years registered in the securities industry
Current & Past Employments
Current
Past
Similar Advisors
MORGAN STANLEY
PFS INVESTMENTS INC.
PACKERLAND BROKERAGE SERVICES, INC.
OSAIC WEALTH, INC.
Current Firm
STEELE CAPITAL MANAGEMENT, INC.
Contact Information
Main Address
1000 Jackson Street Suite 201, Dubuque, IA 52001Phone Number
(563) 588-2097# of Employees
15SEC notice filing (23 States and Territories)
Registered to provide investment advisory services in 23 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
4,418AUM (Assets Under Management)
$3,547,339,793Similar Advisors
MORGAN STANLEY
PFS INVESTMENTS INC.
PACKERLAND BROKERAGE SERVICES, INC.
OSAIC WEALTH, INC.
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
MORGAN STANLEY
PFS INVESTMENTS INC.
PACKERLAND BROKERAGE SERVICES, INC.
OSAIC WEALTH, INC.
Primary Firm SEC Registration
STEELE CAPITAL MANAGEMENT, INC.
State Registrations and Notice Filings
(10/13/2023)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Nov 2010About the Series 6 examSimilar Advisors
MORGAN STANLEY
PFS INVESTMENTS INC.
PACKERLAND BROKERAGE SERVICES, INC.
OSAIC WEALTH, INC.
CRS (Client Relationship Summary) - RIA
Click below to view Trent Steines's CRS (Customer Relationship Summary).
Similar Advisors
MORGAN STANLEY
PFS INVESTMENTS INC.
PACKERLAND BROKERAGE SERVICES, INC.
OSAIC WEALTH, INC.