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Brandon Edward Sullivan

Brandon E. Sullivan

SPRING STREET WEALTH | Vice President, Financial Consultant
NEW YORK, NY 10013
Some features on this profile are disabled
CRD#: 5854395
Brandon Edward Sullivan

Professional summary

Brandon Edward Sullivan, CFP®, who also goes by Brandon E Sullivan, Brandon Sullivan, is a registered financial advisor currently at SPRING STREET WEALTH located in New York, New York.

Brandon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Brandon has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

Biography

I work with high net-worth clients in the Manhattan area, to help with holistic financial planning needs. I help build customized financial plans based off the clients specific needs, risks, objectives, time horizon, and preferences.

Question & Answer

What are your service offerings?
Retirement Planning
Comprehensive Financial Planni...
Investment Planning
What is your minimum asset requirement?
1
Are you a "fiduciary"?
Yes

Aliases

Brandon E Sullivan | Brandon Sullivan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brandon Edward Sullivan's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2016

Education

Penn State University

Bachelor of Information Systems - Business

2010

Experience

Current

November 13, 2025 - Present

SPRING STREET WEALTH

Office #1: 101 Avenue Of The Americas 9th Floor Office 905, New York, NY 10013
RIA
CRD#: 338643
NEW YORK, NY
Past

March 31, 2025 - November 6, 2025

STRATEGIC ADVISERS LLC

RIA
CRD#: 104555
NEW YORK, NY
Past

July 13, 2018 - March 31, 2025

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA
CRD#: 288590
NEW YORK, NY
Past

March 29, 2016 - July 13, 2018

STRATEGIC ADVISERS LLC

RIA
CRD#: 104555
NEW YORK, NY
Past

March 9, 2016 - November 6, 2025

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
NEW YORK, NY
Past

April 10, 2012 - March 2, 2016

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
PENNINGTON, NJ
Past

April 10, 2012 - March 2, 2016

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
PENNINGTON, NJ
Past

January 20, 2011 - February 22, 2012

EDWARD JONES

RIA
CRD#: 250
BLUE BELL, PA
Past

January 10, 2011 - February 22, 2012

EDWARD JONES

BD
CRD#: 250
BLUE BELL, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
New York
(11/13/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 12/4/2010
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/17/2010
General Securities Representative Examination

Current Firm

SS
SPRING STREET WEALTH
SPRING STREET CAPITAL | SPRING STREET WEALTH, LLC | SPRING STREET WEALTH

CRD#: 338643 / SEC#: 801-134598

RIA
Registered Investment Advisory firm - (11/13/2025 120-Day Approval)
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Contact information

Main Address
101 Avenue Of The Americas 9th Floor Office 905, New York, NY 10013
Mailing Address
Phone number
(917) 695-9535
Established
Firm type
Fiscal year end
# of Employees
1

SEC notice filing (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

SPRING STREET WEALTH ADV 2A (10/24/2025)
0

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SPRING STREET WEALTH

Vice President, Financial ConsultantCRD#: 338643New York, NY 10013

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Contact information

(xxx) xxx-xxxx
xxxxx@xxxx.xxx

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