Karen C. Heifferon
Professional summary
Karen Chung-ok Heifferon, who also goes by Karen Heifferon, is a registered financial professional currently at PERPETUAL AMERICAS FUNDS DISTRIBUTORS, LLC located in Chicago, Illinois.
Karen is registered as a RR (Registered Representative) and started their career in finance in 2011. Karen has worked at 2 firms and has passed the Series 63, Series 65, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Karen Chung-ok Heifferon's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 9, 2025 - Present
PERPETUAL AMERICAS FUNDS DISTRIBUTORS, LLC
Office #1: 155 N Wacker Drive Suite 4250, Chicago, IL 60606June 3, 2011 - April 27, 2017
BEACON POINTE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/16/2026)
Exams
Series 7TO
Date: 12/8/2025
General Securities Representative ExaminationFINRA
Current Firm
PERPETUAL AMERICAS FUNDS DISTRIBUTORS, LLC
CRD#: 143809 / SEC#: , 8-67608
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRES/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
| TAYLOR, GORDON BURDETTE | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | 2990648 |
Red Flags
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