JV
Jason S. Visner
BROOK CAPITAL
BROOKFIELD, WI 53045
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CRD#: 5853689
JV
Professional summary
Jason Scott Visner is a registered financial advisor currently at BROOK CAPITAL located in Brookfield, Wisconsin.
Jason is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Jason has worked at 3 firms and has passed the Series 65, Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Brook Capital; Investment-Related; 675 N. Barker Rd., Ste. 200, Brookfield, WI 53045; RIA; Investment Adviser Representative; 11/2010 - Present
2) Life Agent; Investment-Related; Selling fixed insurance products; 2010 - Present; 10hrs/mo
3) Brook Federal Advisors; Education/Teaching; Benefits Counselor; 02/2013 - Present
4) St. Leonard Parish; Non Investment-Related; Volunteer; Education/Teaching; 06/2012 - Present; 4 hrs/mo
CRS (Client Relationship Summary) - RIA
Click below to view Jason Scott Visner's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 19, 2010 - Present
BROOK CAPITAL
Office #1: 675 N. Barker Road, Brookfield, WI 53045RIA
CRD#: 130919
BROOKFIELD, WI
Past
August 15, 2018 - May 2, 2025
WESTERN INTERNATIONAL SECURITIES, INC.
BD
CRD#: 39262
Brookfield, WI
Past
September 28, 2011 - September 29, 2011
FIRST ALLIED SECURITIES, INC.
RIA
CRD#: 32444
BROOKFIELD, WI
Past
October 26, 2010 - August 15, 2018
FIRST ALLIED SECURITIES, INC.
BD
CRD#: 32444
BROOKFIELD, WI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BC
BROOK CAPITAL
BROOK CAPITAL | RAMIAH INVESTMENT GROUP, INC. | RAMIAH INVESTMENT GROUP
CRD#: 130919 / SEC#: 801-67415
RIA
Registered Investment Advisory firm - (1/3/2007 Approved)Louisiana
Registered Investment Advisory firm - (1/4/2007 Terminated)Texas
Registered Investment Advisory firm - (1/4/2007 Terminated)Wisconsin
Registered Investment Advisory firm - (1/4/2007 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(11/10/2011)
IAR
Wisconsin(11/19/2010)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
BC
BROOK CAPITAL
BROOK CAPITAL | RAMIAH INVESTMENT GROUP, INC. | RAMIAH INVESTMENT GROUP
CRD#: 130919 / SEC#: 801-67415
RIA
Registered Investment Advisory firm - (1/3/2007 Approved)Louisiana
Registered Investment Advisory firm - (1/4/2007 Terminated)Texas
Registered Investment Advisory firm - (1/4/2007 Terminated)Wisconsin
Registered Investment Advisory firm - (1/4/2007 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
675 N.barker Road, Suite #200, Brookfield, WI 53045
Mailing Address
Phone number
(262) 784-7205
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (11 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,419 |
| AUM (Assets Under Management) | $ 256,436,755 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
BROOK CAPITAL
CRD#: 130919Brookfield, WI 53045TRUST BUT VERIFY
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