Chadwick W. Roberson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Chadwick W. Roberson, who also goes by Chadwick W Roberson, Chad W Roberson, Chadwick Roberson, was a registered financial professional .
Chadwick is a previously registered financial professional and started their career in finance in 2011. Chadwick had worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 8, 2022 - December 31, 2023
PIVOTAL ADVISORS LLC
August 31, 2021 - December 31, 2021
PIVOTAL ADVISORS LLC
January 7, 2020 - February 18, 2021
MOMENTUM ADVISORS
January 31, 2019 - December 31, 2019
MOMENTUM ADVISORS
July 25, 2018 - December 31, 2018
MOMENTUM ADVISORS
December 11, 2015 - July 5, 2018
NYLIFE SECURITIES LLC
October 6, 2011 - October 9, 2015
J.P. MORGAN SECURITIES LLC
Primary Firm SEC Registration
PIVOTAL ADVISORS LLC
CRD#: 310612 / SEC#: 801-119532
State Registrations and Notice Filings
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Exams
Current Firm
PIVOTAL ADVISORS LLC
CRD#: 310612 / SEC#: 801-119532
Contact information
Regulatory assets under management
| Total Number of Accounts | 18 |
| AUM (Assets Under Management) | $ 412,251,988 |
Red Flags
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