Joel C. Fishman

RITHOLTZ WEALTH MANAGEMENT

Bend, OR

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CRD#: 5852876

Professional summary

Joel Craig Fishman, who also goes by Joey Fishman, is a registered financial advisor currently at RITHOLTZ WEALTH MANAGEMENT located in Bend, Oregon.

Joel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Joel has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Joey Fishman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Goldberg, LLC is the operating company that provides office space, supplies, electronic equipment, utilities, and more for our west coast operations. Joey is the managing member and sole owner 2. VFISHMAN RD, LLC; investment-related; Bend, OR; Member, Tax Partner ; 11/2022; VFISHMAN RD LLC provides consulting for agricultural and irrigation services companies. I oversee bookkeeping, tax reporting and filings, and other financial analysis. 3 Hours per month are devoted to this business. 0 Hours are devoted to this business during trading hours

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joel Craig Fishman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 20, 2015 - Present

RITHOLTZ WEALTH MANAGEMENT

RIA

CRD#: 168652

Bend, OR

Past

February 3, 2015 - November 11, 2015

ROSENBAUM FINANCIAL

RIA

CRD#: 173805

PORTLAND, OR

Past

September 25, 2012 - May 5, 2015

AMERITAS INVESTMENT COMPANY, LLC

RIA

CRD#: 14869

PORTLAND, OR

Past

September 19, 2012 - May 5, 2015

AMERITAS INVESTMENT COMPANY, LLC

CRD#: 14869

PORTLAND, OR

Past

January 5, 2012 - October 1, 2012

SII INVESTMENTS, INC.

RIA

CRD#: 2225

PORTLAND, OR

Past

December 19, 2011 - December 19, 2011

SII INVESTMENTS, INC.

RIA

CRD#: 2225

PORTLAND, OR

Past

December 19, 2011 - October 1, 2012

SII INVESTMENTS, INC.

CRD#: 2225

PORTLAND, OR

Past

April 15, 2011 - December 31, 2011

INTEGRATIVE CAPITAL, LLC

RIA

CRD#: 152029

PORTLAND, OR

Past

January 13, 2011 - March 21, 2011

PAULSON INVESTMENT COMPANY LLC

RIA

CRD#: 5670

LAKE OSWEGO, OR

Past

December 10, 2010 - March 21, 2011

PAULSON INVESTMENT COMPANY LLC

CRD#: 5670

PORTLAND, OR

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RITHOLTZ WEALTH MANAGEMENT

COMPREHENSIVE PORTFOLIO MANAGEMENT, LLC | RITHOLTZ WEALTH MANAGEMENT | RITHOLTZ & CO. | LIFTOFF | GOOD ADVICE

CRD#: 168652 / SEC#: 801-78479

RIA

Registered Investment Advisory firm - (9/16/2013 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Oregon
(1/2/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/12/2011

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 5/5/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/9/2010

General Securities Representative Examination

Current Firm

RITHOLTZ WEALTH MANAGEMENT

COMPREHENSIVE PORTFOLIO MANAGEMENT, LLC | RITHOLTZ WEALTH MANAGEMENT | RITHOLTZ & CO. | LIFTOFF | GOOD ADVICE

CRD#: 168652 / SEC#: 801-78479

RIA

Registered Investment Advisory firm - (9/16/2013 Approved)

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Contact information

Main Address

24 West 40th Street 15th Floor, New York, NY 10018

Mailing Address

Phone number

(212) 625-1200

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (48 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - FIRM BROCHURE (7/2/2025)

Regulatory assets under management

Total Number of Accounts	11,801
AUM (Assets Under Management)	$ 6,459,181,176

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
05/28/2025	Cover Page	Report
04/10/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Joel C. Fishman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joel Craig Fishman's CRS (Customer Relationship Summary).

Certified licenses

Experience

ROSENBAUM FINANCIAL

AMERITAS INVESTMENT COMPANY, LLC

AMERITAS INVESTMENT COMPANY, LLC

SII INVESTMENTS, INC.

SII INVESTMENTS, INC.

SII INVESTMENTS, INC.

INTEGRATIVE CAPITAL, LLC

PAULSON INVESTMENT COMPANY LLC

PAULSON INVESTMENT COMPANY LLC

Primary Firm SEC Registration

RITHOLTZ WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 1/12/2011

SIE

Date: 5/5/2015

Series 7

Date: 12/9/2010

Current Firm

RITHOLTZ WEALTH MANAGEMENT

Contact information

SEC notice filing (48 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

RITHOLTZ WEALTH MANAGEMENT

TRUST BUT VERIFY

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