Michael R. Lee

REDGROVE CAPITAL LLC.

Heber City, UT 84032

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CRD#: 5852804

Professional summary

Michael Ryan Lee is a registered financial advisor currently at REDGROVE CAPITAL LLC. located in Heber City, Utah.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Michael has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Ryan Lee's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 22, 2019 - Present

REDGROVE CAPITAL LLC.

Office #1: 1931 Graystone Lane, Heber City, UT 84032

RIA

CRD#: 166142

Heber City, UT

Past

February 16, 2016 - December 31, 2018

REDGROVE CAPITAL LLC.

RIA

CRD#: 166142

Pinole, CA

Past

December 6, 2013 - December 31, 2015

REDGROVE CAPITAL LLC.

RIA

CRD#: 166142

MARTINEZ, CA

Past

April 15, 2011 - February 8, 2013

PONZIO CAPITAL INC.

RIA

CRD#: 152335

ELMWOOD PARK, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Utah
(9/22/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/1/2010

Uniform Investment Adviser Law Examination

Current Firm

REDGROVE CAPITAL LLC.

CRD#: 166142 / SEC#:

California

Registered Investment Advisory firm - (6/18/2025 Terminated)

Utah

Registered Investment Advisory firm - (9/21/2020 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Heber City, UT

Mailing Address

Phone number

(510) 650-2355

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	19
AUM (Assets Under Management)	$ 9,027,700

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Michael R. Lee

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Ryan Lee's CRS (Customer Relationship Summary).

Certified licenses

Experience

REDGROVE CAPITAL LLC.

REDGROVE CAPITAL LLC.

REDGROVE CAPITAL LLC.

PONZIO CAPITAL INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 7/1/2010

Current Firm

REDGROVE CAPITAL LLC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

REDGROVE CAPITAL LLC.

TRUST BUT VERIFY

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