Daniel L. Patterson
Professional summary
Daniel Lewis Patterson, CFP®, who also goes by Dan Patterson, is a registered financial advisor currently at SWEETGRASS FINANCIAL PLANNING, LLC located in Mt. Pleasant, South Carolina.
Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Daniel has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Core Areas of Focus
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Daniel Lewis Patterson's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2017
Experience
October 19, 2017 - Present
SWEETGRASS FINANCIAL PLANNING, LLC
September 23, 2013 - November 23, 2016
CETERA ADVISORS LLC
July 6, 2013 - November 23, 2016
CETERA ADVISORS LLC
December 22, 2010 - January 2, 2013
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(10/19/2017)
Exams
Current Firm
SWEETGRASS FINANCIAL PLANNING, LLC
CRD#: 289291 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 61 |
| AUM (Assets Under Management) | $ 6,121,063 |
Red Flags
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