James Grayson Hicks
Professional Summary
James Grayson Hicks, who also goes by Grayson Hicks, was a registered financial advisor. James was a previously registered financial professional and started their career in finance 2011 - 2015. James had worked at 2 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Grayson Hicks
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures on record.
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Years of Experience
15 years in the financial services industry
Current & Past Employments
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Current Firm
FIRST CITIZENS SECURITIES CORPORATION
Contact Information
Established
South Carolina since 10/31/2005Firm Type
CorporationFiscal Year End
DecemberDocuments
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIRST-CITIZENS BANK & TRUST, INC. | PARENT | — |
| BRYANT, SHARON WALTERS | DIRECTOR | 2251221 |
| HARRIS, BARRY PALMER IV | DIRECTOR | 1965172 |
| SPIRES, ROBERT EDWARD JR | DIRECTOR; DIRECTOR OF COMPLIANCE & OPERATIONS; FINOP; CCO; CFO | 2311376 |
| WALKER, KEITH WILLIAM | PRESIDENT | 2690232 |
| WILLINGHAM, EDWARD LEE IV | DIRECTOR | 5667294 |
| WILSON, MICHAEL CHRISTOPHER | DIRECTOR | 4301352 |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Jan 2011About the Series 6 examSimilar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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