Juan M. Garcia

HOLISTIC CAPITAL

BOSTON, MA 02111

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CRD#: 5852036

Professional summary

Juan M Garcia, who also goes by Juan Manuel Garcia, is a registered financial advisor currently at HOLISTIC CAPITAL located in Boston, Massachusetts.

Juan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Juan has worked at 6 firms and has passed the Series 65, Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Juan Manuel Garcia

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Juan M Garcia's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 22, 2025 - Present

HOLISTIC CAPITAL

Office #1: 68 Harrison Ave Ste 605 Pmb, Boston, MA 02111

RIA

CRD#: 332028

BOSTON, MA

Past

March 28, 2022 - June 17, 2022

MORGAN STANLEY

CRD#: 149777

Palo Alto, CA

Past

March 23, 2022 - June 17, 2022

MORGAN STANLEY

RIA

CRD#: 149777

Palo Alto, CA

Past

September 23, 2015 - May 17, 2021

EATON VANCE MANAGEMENT

RIA

CRD#: 104859

BOSTON, MA

Past

June 22, 2015 - May 17, 2021

EATON VANCE DISTRIBUTORS, INC.

CRD#: 37731

BOSTON, MA

Past

February 12, 2014 - May 27, 2015

MFS FUND DISTRIBUTORS, INC.

CRD#: 31052

BOSTON, MA

Past

May 27, 2013 - January 17, 2014

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

MERRIMACK, NH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(1/22/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/10/2024

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 8/31/2015

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 7/6/2013

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/24/2013

General Securities Representative Examination

Current Firm

HOLISTIC CAPITAL

CRD#: 332028 / SEC#:

Massachusetts

Registered Investment Advisory firm - (1/22/2025 Approved)

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Contact information

Main Address

68 Harrison Ave Ste 605 Pmb, Boston, MA 02111

Mailing Address

Phone number

(954) 459-1724

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Juan M. Garcia

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Juan M Garcia's CRS (Customer Relationship Summary).

Certified licenses

Experience

MORGAN STANLEY

MORGAN STANLEY

EATON VANCE MANAGEMENT

EATON VANCE DISTRIBUTORS, INC.

MFS FUND DISTRIBUTORS, INC.

FIDELITY BROKERAGE SERVICES LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/10/2024

Series 66

Date: 8/31/2015

Series 63

Date: 7/6/2013

SIE

Date: 10/1/2018

Series 7

Date: 5/24/2013

Current Firm

HOLISTIC CAPITAL

Contact information

Documents

Red Flags

Company Information

HOLISTIC CAPITAL

TRUST BUT VERIFY

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