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RS

Robert J. Shopes

FAVRILE FINANCIAL
Del Mar, CA
Some features on this profile are disabled
CRD#: 5851948
RS

Professional summary

Robert James Shopes, CFP®, who also goes by Bob Shopes, Robert Shopes, is a registered financial advisor currently at FAVRILE FINANCIAL located in Del Mar, California.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Robert has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Bob Shopes | Robert Shopes

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Mr. Shopes is the owner and sole proprietor of an eBay store, TeraBio, located at 14104 Bahama Cv, Del Mar, CA 92014. TeraBio buys used goods locally and resells them online. He has owned and run the business since January 2000 and spends approximately 100 hours per month on the business, with 25 of those hours occurring during securities trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert James Shopes's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2014

Experience

Current

December 15, 2017 - Present

FAVRILE FINANCIAL

RIA
CRD#: 290620
Del Mar, CA
Past

January 20, 2011 - December 21, 2017

WADDELL & REED

RIA
CRD#: 866
SAN DIEGO, CA
Past

December 23, 2010 - December 21, 2017

WADDELL & REED

BD
CRD#: 866
SAN DIEGO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(12/15/2017)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 1/19/2011
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 12/21/2017
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/22/2010
General Securities Representative Examination

Current Firm

FF
FAVRILE FINANCIAL
FAVRILE FINANCIAL | SHOPES, ROBERT JAMES | ROBERT JAMES SHOPES | FAVRILE FINANCIAL LLC

CRD#: 290620 / SEC#:

California
Registered Investment Advisory firm - (12/15/2017 Approved)
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Contact information

Main Address
Del Mar, CA
Mailing Address
Phone number
(858) 525-1368
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts43
AUM (Assets Under Management)$ 14,104,213

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FAVRILE FINANCIAL

CRD#: 290620Del Mar, CA

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