Christopher J. Pinto
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher J. Pinto was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 2010. Christopher had worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 4, 2019 - December 22, 2020
HIGH WATER MARK INVESTMENT LLC
October 29, 2010 - March 11, 2013
ROWAN ASSET MANAGEMENT
State Registrations and Notice Filings
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Current Firm
HIGH WATER MARK INVESTMENT LLC
CRD#: 305679 / SEC#:
Contact information
Red Flags
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