Clare G. Golla
Professional summary
Clare Golden Golla, CFP®, who also goes by Clare Golla, is a registered financial advisor currently at ALLIANCEBERNSTEIN L.P. located in West Palm Beach, Florida and SANFORD C. BERNSTEIN & CO., LLC located in Jupiter, Florida.
Clare is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Clare has worked at 2 firms and has passed the Series 66, SIE, Series 31, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Clare Golden Golla's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2013
Experience
January 24, 2011 - Present
ALLIANCEBERNSTEIN L.P.
Office #1: 777 South Flagler Drive, West Palm Beach, FL 33401March 8, 2024 - Present
SANFORD C. BERNSTEIN & CO., LLC
Office #2: 777 South Flagler Drive Suite 1601, West Palm Beach, FL 33401January 10, 2011 - Present
SANFORD C. BERNSTEIN & CO., LLC
Office #1: 777 South Flagler Drive Suite 1601, West Palm Beach, FL 33401Primary Firm SEC Registration
ALLIANCEBERNSTEIN L.P.
CRD#: 108477 / SEC#: 801-56720
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/27/2013)
(1/24/2011)
(11/27/2013)
(4/6/2020)
(3/10/2015)
(2/13/2018)
(1/10/2011)
(2/5/2018)
(11/21/2022)
(1/24/2011)
(1/24/2011)
(10/22/2013)
(7/11/2016)
(2/13/2018)
(10/12/2016)
(6/17/2011)
(2/4/2015)
(8/14/2015)
(12/9/2020)
(12/9/2020)
(5/6/2014)
(2/6/2020)
(11/9/2015)
(8/19/2015)
(4/26/2016)
(2/7/2024)
(3/8/2024)
(2/13/2018)
(12/3/2020)
(7/6/2022)
(1/24/2011)
Exams
FINRA
Current Firm
ALLIANCEBERNSTEIN L.P.
CRD#: 108477 / SEC#: 801-56720
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 68,593 |
| AUM (Assets Under Management) | $ 709,162,000,000 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/25/2024 | ||
| 10/27/2023 |
Red Flags
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