Emily Y. Wang
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Emily Yunlin Wang, who also goes by Emily Wang, was a registered financial professional .
Emily is a previously registered financial professional and started their career in finance in 2012. Emily had worked at 3 firms and has passed the Series 63, SIE and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 16, 2021 - April 26, 2024
LIONTREE ADVISORS LLC
September 24, 2014 - June 15, 2021
CODE ADVISORS LLC
August 21, 2012 - August 22, 2014
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
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Exams
Current Firm
LIONTREE ADVISORS LLC
CRD#: 164399 / SEC#: , 8-69097
Contact information
FINRA licenses (22 States and Territories)
Direct owners and executive officers
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
