JB
Judith E. Brown
SC&H WEALTH
Sparks, MD 21152-9390
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CRD#: 5850980
JB
Professional summary
Judith Ellen Smith Brown, CFP®, who also goes by Judith Ellen Brown, Judy Ellen Brown, Judith Ellen Smith, Judy Ellen Smith, is a registered financial advisor currently at SC&H WEALTH located in Sparks, Maryland.
Judith is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Judith has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Judith Ellen Brown | Judy Ellen Brown | Judith Ellen Smith | Judy Ellen Smith
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) SC&H GROUP, INC. // NOT INVESTMENT RELATED // 910 RIDGEBROOK ROAD; SPARKS, MD 21152 // SC&H GROUP, A TAX, AUDIT, CONSULTING AND INVESTMENT BANKING FIRM, IS THE PARENT COMPANY OF SC&H FINANCIAL ADVISORS, INC. JUDITH BROWN IS A PRINCIPAL OF SC&H GROUP. SC&H GROUP IS THE EMPLOYER, BENEFITS AND PAYROLL PROVIDER FOR ALL SC&H EMPLOYEES. SC&H GROUP ALSO ORGANIZES AND DIRECTS CERTAIN CORPORATE, SOCIAL, COMMUNITY SERVICE AND TRAINING ACTIVITIES IN WHICH ALL SC&H EMPLOYEES MAY PARTICIPATE. // PRINCIPAL SINCE 2022 // HOURS AS NEEDED IN THE NORMAL COURSE OF BUSINESS // DUTIES INCLUDE THE GENERAL MANAGEMENT AND COORDINATION OF THE FIRM'S BUSINESS ACTIVITIES. 2) LICENSED INSURANCE AGENT // INVESTMENT RELATED // 910 RIDGEBROOK ROAD; SPARKS, MD 21152 // SALE OF INSURANCE-RELATED PRODUCTS // AGENT // HOURS AS NEEDED IN COURSE OF NORMAL BUSINESS, MOST OF WHICH WILL BE DURING TRADING HOURS // DUTIES INCLUDE MAINTAINING APPOINTMENTS WITH CARRIERS AND THE SALE OF INSURANCE PRODUCTS TO CLIENTS WHERE APPROPRIATE. 3) MACPA PERSONAL FINANCIAL PLANNING COMMITTEE // NOT INVESTMENT RELATED // 901 DULANEY VALLEY ROAD, #800; TIMONIUM, MD 21204 // CPA RESOURCE // COMMITTEE MEMBER // RELATIONSHIP: VOLUNTEER // START MAY 2021// 2 HOURS PER MONTH // 2 HOURS PER MONTH DURING TRADING HOURS // DUTIES INCLUDE ATTENDING MEETINGS AND EVENTS. 4) Lake Forest Community HOA; Non-Investment Related; 1672 Lake Ridge Court, Maryland, 21048; HOA Board; Treasurer/Secretary; Community Member; Approx Hours Devoted Monthly 2; 0 devoted hours during securities trading; Meets with board members, approves annual budgets, and pay management company.
CRS (Client Relationship Summary) - RIA
Click below to view Judith Ellen Smith Brown's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2015
Experience
Current
January 10, 2022 - Present
SC&H WEALTH
Office #1: 910 Ridgebrook Road, Sparks, MD 21152-9390RIA
CRD#: 120666
Sparks, MD
Past
May 10, 2016 - January 11, 2022
KESTRA ADVISORY SERVICES, LLC
RIA
CRD#: 283330
Timonium, MD
Past
May 10, 2016 - January 11, 2022
KESTRA INVESTMENT SERVICES, LLC
BD
CRD#: 42046
TIMONIUM, MD
Past
January 18, 2011 - April 21, 2016
VALIC FINANCIAL ADVISORS, INC.
RIA
CRD#: 42803
LINTHICUM, MD
Past
October 22, 2010 - April 21, 2016
VALIC FINANCIAL ADVISORS, INC.
BD
CRD#: 42803
LINTHICUM, MD
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SW
SC&H WEALTH
SC & H CAPITAL ADVISORS, INC. | SC&H WEALTH | SC&H FINANCIAL ADVISORS, INC. | SC&H CORE
CRD#: 120666 / SEC#: 801-69985
RIA
Registered Investment Advisory firm - (3/16/2009 Approved)Maryland
Registered Investment Advisory firm - (3/23/2009 Terminated)Pennsylvania
Registered Investment Advisory firm - (3/24/2009 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Maryland(1/10/2022)
IAR
Texas(9/13/2022)
IAR
Virginia(1/10/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
SW
SC&H WEALTH
SC & H CAPITAL ADVISORS, INC. | SC&H WEALTH | SC&H FINANCIAL ADVISORS, INC. | SC&H CORE
CRD#: 120666 / SEC#: 801-69985
RIA
Registered Investment Advisory firm - (3/16/2009 Approved)Maryland
Registered Investment Advisory firm - (3/23/2009 Terminated)Pennsylvania
Registered Investment Advisory firm - (3/24/2009 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
910 Ridgebrook Road, Sparks, MD 21152-9390
Mailing Address
Phone number
(410) 403-1500
Established
Firm type
Fiscal year end
# of Employees
24
SEC notice filing (17 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,057 |
| AUM (Assets Under Management) | $ 1,128,274,401 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/20/2024 | ||
| 01/02/2024 | ||
| 11/17/2022 |
Red Flags
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Company Information
SC&H WEALTH
CRD#: 120666Sparks, MD 21152-9390TRUST BUT VERIFY
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