Eduardo Brin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eduardo Brin, who also goes by Ed Brin, Eduard Brin, was a registered financial professional .
Eduardo is a previously registered financial professional and started their career in finance in 2010. Eduardo had worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 3, 2016 - December 19, 2016
FOUR POINTS CAPITAL PARTNERS LLC
October 6, 2015 - October 16, 2015
LAIDLAW & COMPANY (UK) LTD.
June 17, 2013 - August 6, 2015
FOUR POINTS CAPITAL PARTNERS LLC
March 12, 2013 - June 18, 2013
JOHN THOMAS FINANCIAL
October 13, 2010 - May 24, 2012
JOHN THOMAS FINANCIAL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FOUR POINTS CAPITAL PARTNERS LLC
CRD#: 43149 / SEC#: , 8-50162
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
