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CJ

Corey L. Jones

SCHWAB WEALTH ADVISORY
Phoenix, AZ 85016-1215
Some features on this profile are disabled
CRD#: 5850755
CJ

Professional summary

Corey Lane Jones, CFP®, who also goes by Corey L Jones, is a registered financial advisor currently at SCHWAB WEALTH ADVISORY, INC. located in Phoenix, Arizona and CHARLES SCHWAB & CO., INC. located in Phoenix, Arizona.

Corey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Corey has worked at 4 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 9 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Corey L Jones

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Creative Inspiration, LLC | Investment Related:No|18984 N 90th Pl|Scottsdale|AZ|85255|USA|Other|Member|4/25/2011|Less than 20|0|This LLC was started by my wife with myself included as a member. This business is related to freelance journalism and project management. It is non-investment related. I spend zero hours per month dedicated to this business and zero during trading hours. This is a non-paid member position.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Corey Lane Jones's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Experience

Current

May 16, 2016 - Present

SCHWAB WEALTH ADVISORY, INC.

Office #1: 2423 E Lincoln Drive, Phoenix, AZ 85016-1215
RIA
CRD#: 159035
Phoenix, AZ
Current

May 16, 2016 - Present

CHARLES SCHWAB & CO., INC.

Office #1: 2423 E Lincoln Dr, Phoenix, AZ 85016-1215
RIA
BD
CRD#: 5393
Phoenix, AZ
Past

May 16, 2016 - August 1, 2016

CHARLES SCHWAB & CO., INC.

RIA
CRD#: 5393
SAN FRANCISCO, CA
Past

July 21, 2014 - May 10, 2016

VANGUARD ADVISERS, INC.

RIA
CRD#: 106715
SCOTTSDALE, AZ
Past

October 25, 2010 - May 10, 2016

VANGUARD MARKETING CORPORATION

BD
CRD#: 7452
SCOTTSDALE, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SW
SCHWAB WEALTH ADVISORY, INC.
SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. | SCHWAB WEALTH ADVISORY, INC.

CRD#: 159035 / SEC#: 801-72795

RIA
Registered Investment Advisory firm - (12/9/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(5/20/2016)
IAR
Arizona
(5/20/2016)
RR
California
(5/16/2016)
RR
Colorado
(3/14/2017)
RR
Connecticut
(2/7/2024)
RR
Florida
(3/7/2017)
RR
Georgia
(2/7/2024)
RR
Illinois
(6/21/2017)
RR
Iowa
(4/25/2023)
RR
Maryland
(8/9/2024)
RR
Massachusetts
(2/7/2024)
RR
Minnesota
(2/7/2024)
RR
Nevada
(1/14/2022)
RR
New Mexico
(2/24/2023)
RR
New York
(2/7/2024)
RR
North Carolina
(3/30/2022)
RR
Ohio
(1/2/2018)
RR
Oregon
(12/23/2020)
RR
Pennsylvania
(6/21/2018)
RR
South Carolina
(10/2/2018)
RR
Tennessee
(1/3/2024)
RR
Texas
(6/26/2017)
IAR
Texas
(1/2/2020)
RR
Washington
(1/5/2017)

Exams

State Security Law Exam
RR
Series 63
Date: 11/2/2010
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 3/17/2014
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 10/22/2010
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 9
Date: 11/15/2023
General Securities Sales Supervisor - Options Module Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market

Current Firm

SW
SCHWAB WEALTH ADVISORY, INC.
SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. | SCHWAB WEALTH ADVISORY, INC.

CRD#: 159035 / SEC#: 801-72795

RIA
Registered Investment Advisory firm - (12/9/2011 Approved)
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Contact information

Main Address
211 Main Street, San Francisco, CA 94105-1901
Mailing Address
Phone number
(415) 667-7000
Established
Firm type
Fiscal year end
# of Employees
1,042

SEC notice filing (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

SCHWAB WEALTH ADVISORY, INC. DISCLOSURE BROCHURE (9/23/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SCHWAB WEALTH ADVISORY, INC.

CRD#: 159035Phoenix, AZ 85016-1215

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