Ricardo Gardea
Professional summary
Ricardo Gardea, who also goes by Ricardo Gardea Jr., Ricardo Gardea, is a registered financial advisor currently at CBIZ INVESTMENT ADVISORY SERVICES, LLC located in Phoenix, Arizona.
Ricardo is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Ricardo has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Ricardo Gardea's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 17, 2022 - Present
CBIZ INVESTMENT ADVISORY SERVICES, LLC
Office #1: 4722 N 24th St Suite 300, Phoenix, AZ 85016February 13, 2019 - July 22, 2020
EDELMAN FINANCIAL ENGINES
October 25, 2010 - September 15, 2016
VANGUARD MARKETING CORPORATION
Primary Firm SEC Registration
CBIZ INVESTMENT ADVISORY SERVICES, LLC
CRD#: 286002 / SEC#: 801-108996
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/17/2022)
Exams
Current Firm
CBIZ INVESTMENT ADVISORY SERVICES, LLC
CRD#: 286002 / SEC#: 801-108996
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,658 |
| AUM (Assets Under Management) | $ 10,491,932,749 |
Red Flags
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