Nilima Agrawal

SAFE MONEY

San Jose, CA 95125

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CRD#: 5850452

Professional summary

Nilima Agrawal is a registered financial advisor currently at SAFE MONEY INC. located in San Jose, California.

Nilima is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Nilima has worked at 3 firms and has passed the Series 65, Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Tax Preparation; Investment related: No; 1515 Lincoln Ave San Jose California 95125 United States; making Tax returns for Individual Clients, and few Corps.; Individual; 2022-03-17; Hours per month devoted to business during trading hours: 4; Hours per month devoted to business outside trading hours: 10.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nilima Agrawal's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 6, 2019 - Present

SAFE MONEY INC.

Office #1: 1515 Lincoln Ave, San Jose, CA 95125

RIA

CRD#: 285163

San Jose, CA

Past

January 6, 2015 - September 18, 2015

OSAIC SERVICES, INC.

RIA

CRD#: 133763

SAN JOSE, CA

Past

December 17, 2014 - September 18, 2015

OSAIC SERVICES, INC.

CRD#: 133763

SAN JOSE, CA

Past

May 26, 2011 - March 27, 2013

COMMONWEALTH FINANCIAL NETWORK

RIA

CRD#: 8032

SAN JOSE, CA

Past

January 26, 2011 - March 27, 2013

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

SAN JOSE, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(11/6/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/24/2019

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 5/19/2011

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 9/18/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/25/2011

General Securities Representative Examination

Current Firm

SAFE MONEY INC.

ANAMOLUS BUSINESS SYSTEMS | SAFE MONEY INC. | ANOMALOUS BUSINESS SYSTEMS, INC. | ANOMALOUS BUSINESS SYSTEMS, INC | ANAMOLUS BUSINESS SYSTEMS, INC.

CRD#: 285163 / SEC#:

California

Registered Investment Advisory firm - (1/1/2017 Approved)

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Contact information

Main Address

1515 Lincoln Ave, San Jose, CA 95125

Mailing Address

Phone number

(408) 286-8483

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	51
AUM (Assets Under Management)	$ 22,500,223

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Nilima Agrawal

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nilima Agrawal's CRS (Customer Relationship Summary).

Certified licenses

Experience

SAFE MONEY INC.

OSAIC SERVICES, INC.

OSAIC SERVICES, INC.

COMMONWEALTH FINANCIAL NETWORK

COMMONWEALTH FINANCIAL NETWORK

State Registrations and Notice Filings

Exams

Series 65

Date: 10/24/2019

Series 66

Date: 5/19/2011

SIE

Date: 9/18/2015

Series 7

Date: 1/25/2011

Current Firm

SAFE MONEY INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SAFE MONEY INC.

TRUST BUT VERIFY

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