Matthew T. Mclaughlin
Professional summary
Matthew Timothy Mclaughlin, who also goes by Matt Mclaughlin, is a registered financial advisor currently at ALLIANCEBERNSTEIN L.P. located in Chicago, Illinois and SANFORD C. BERNSTEIN & CO., LLC located in Chicago, Illinois.
Matthew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Matthew has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Matthew Timothy Mclaughlin's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 19, 2018 - Present
ALLIANCEBERNSTEIN L.P.
Office #1: 227 West Monroe Street 7th Fl, Chicago, IL 60606September 21, 2017 - Present
SANFORD C. BERNSTEIN & CO., LLC
Office #1: 227 West Monroe Street Suite 5900, Chicago, IL 60606January 18, 2018 - November 7, 2019
SANFORD C. BERNSTEIN & CO., LLC
August 19, 2014 - September 20, 2017
BMO HARRIS FINANCIAL ADVISORS, INC.
March 22, 2013 - July 3, 2014
J.P. MORGAN SECURITIES LLC
August 3, 2012 - January 2, 2013
BA SECURITIES, LLC
November 11, 2010 - March 15, 2012
GUGGENHEIM INVESTOR SERVICES, LLC
Primary Firm SEC Registration
ALLIANCEBERNSTEIN L.P.
CRD#: 108477 / SEC#: 801-56720
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/27/2018)
(2/27/2018)
(2/27/2018)
(3/2/2023)
(5/30/2018)
(6/1/2018)
(2/27/2018)
(4/30/2018)
(9/21/2017)
(1/19/2018)
(2/27/2018)
(3/23/2021)
(10/2/2025)
(4/27/2020)
(2/27/2018)
(2/27/2018)
(10/14/2021)
(8/11/2022)
(2/26/2025)
(4/30/2018)
(12/1/2021)
(4/9/2021)
(9/16/2025)
(12/2/2024)
(2/17/2021)
(12/2/2021)
(4/25/2023)
(10/10/2023)
(8/20/2021)
(2/27/2018)
Exams
FINRA
Current Firm
ALLIANCEBERNSTEIN L.P.
CRD#: 108477 / SEC#: 801-56720
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 68,593 |
| AUM (Assets Under Management) | $ 709,162,000,000 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/25/2024 | ||
| 10/27/2023 |
Red Flags
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