Louis L. Odette

OPES WEALTH MANAGEMENT

Menlo Park, CA 94025

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CRD#: 5849828

Professional summary

Louis Lawrence Odette IV, who also goes by Louis Lawrence Odette, is a registered financial advisor currently at OPES WEALTH MANAGEMENT, LLC located in Menlo Park, California.

Louis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Louis has worked at 2 firms and has passed the Series 63, SIE, Series 87 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Louis Lawrence Odette

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Louis Lawrence Odette IV's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 12, 2021 - Present

OPES WEALTH MANAGEMENT, LLC

Office #1: 535 Middlefield Road Suite 140, Menlo Park, CA 94025

RIA

CRD#: 299704

Menlo Park, CA

Past

September 19, 2019 - January 30, 2020

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

San Francisco, CA

Past

January 14, 2011 - February 27, 2018

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

San Francisco, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OPES WEALTH MANAGEMENT, LLC

OPES WEALTH MANAGEMENT, LLC | SAVAGE AND COMPANY WEALTH MANAGEMENT | OWM, LLC

CRD#: 299704 / SEC#: 801-114436

RIA

Registered Investment Advisory firm - (12/14/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(1/12/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 1/20/2011

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 2/27/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 87

Date: 2/1/2011

Research Analyst Exam - Part II Regulations Module

General Industry/Product Exam

Series 7

Date: 1/13/2011

General Securities Representative Examination

Current Firm

OPES WEALTH MANAGEMENT, LLC

OPES WEALTH MANAGEMENT, LLC | SAVAGE AND COMPANY WEALTH MANAGEMENT | OWM, LLC

CRD#: 299704 / SEC#: 801-114436

RIA

Registered Investment Advisory firm - (12/14/2018 Approved)

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Contact information

Main Address

535 Middlefield Road Suite 160, Menlo Park, CA 94025

Mailing Address

Phone number

(408) 831-5800

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

OPES WEALTH ADV PART 2A BROCHURE (3/26/2025)

Regulatory assets under management

Total Number of Accounts	387
AUM (Assets Under Management)	$ 664,729,272

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/30/2024	Cover Page	Report
03/21/2024	Cover Page	Report
03/21/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Louis L. Odette

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Louis Lawrence Odette IV's CRS (Customer Relationship Summary).

Certified licenses

Experience

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

Primary Firm SEC Registration

OPES WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 1/20/2011

SIE

Date: 2/27/2018

Series 87

Date: 2/1/2011

Series 7

Date: 1/13/2011

Current Firm

OPES WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

OPES WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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