Peter C. Yerger
NORTHEAST PLANNING ASSOCIATES
BELLEFONTE, PA
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CRD#: 5849773
Professional summary
Peter Charles Yerger, CFP® is a registered financial advisor currently at NORTHEAST PLANNING ASSOCIATES, INC. located in Bellefonte, Pennsylvania.
Peter is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Peter has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) CFP Board of Standards; Investment related; Washington, DC. 20005; Advisory to CFP Board; Chair of the CFP Board Council on Examinations; 1/1/2021; 10 hours; 0 during trading hours; Serve as a primary subject matter expert for the CFP� exam and provide CFP Board with recommendations regarding the development, administration and scoring of the exam 2) Licensed insurance agent; Not investment-related; Bellefonte, PA, 16823; Insurance sales; Implementation of insurance recommendations; 10 hours per month, 0 during trading hours; Licensed insurance agent
CRS (Client Relationship Summary) - RIA
Click below to view Peter Charles Yerger's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2016
Experience
Current
July 11, 2025 - Present
NORTHEAST PLANNING ASSOCIATES, INC.
RIA
CRD#: 131406
BELLEFONTE, PA
Past
June 14, 2021 - September 3, 2021
PEGASUS MANAGEMENT SERVICES L.L.C.
RIA
CRD#: 314533
KING OF PRUSSIA, PA
Past
October 8, 2020 - June 29, 2021
SOWELL MANAGEMENT
RIA
CRD#: 127145
King of Prussia, PA
Past
September 12, 2018 - February 28, 2020
WEALTHCARE CAPITAL MANAGEMENT LLC
RIA
CRD#: 111119
West Chester, PA
Past
August 31, 2017 - September 24, 2018
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
PHILADELPHIA, PA
Past
August 31, 2017 - September 24, 2018
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
PHILADELPHIA, PA
Past
November 22, 2016 - August 23, 2017
PNC WEALTH MANAGEMENT LLC
RIA
CRD#: 129052
BUCKINGHAM, PA
Past
November 22, 2016 - August 23, 2017
PNC WEALTH MANAGEMENT LLC
BD
CRD#: 129052
BUCKINGHAM, PA
Past
December 15, 2015 - October 27, 2016
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
RIA
CRD#: 611
BLUE BELL, PA
Past
December 14, 2015 - October 27, 2016
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
BD
CRD#: 611
BLUE BELL, PA
Past
April 3, 2014 - November 17, 2015
VANGUARD MARKETING CORPORATION
BD
CRD#: 7452
MALVERN, PA
Past
June 11, 2013 - December 20, 2013
M HOLDINGS SECURITIES, INC.
RIA
CRD#: 43285
BERWYN, PA
Past
June 11, 2013 - December 20, 2013
M HOLDINGS SECURITIES, INC.
BD
CRD#: 43285
BERWYN, PA
Past
December 3, 2012 - May 31, 2013
WOODBURY FINANCIAL SERVICES, INC.
RIA
CRD#: 421
BRYN MAWR, PA
Past
May 9, 2012 - May 31, 2013
WOODBURY FINANCIAL SERVICES, INC.
BD
CRD#: 421
BRYN MAWR, PA
Past
January 19, 2011 - April 17, 2012
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
BD
CRD#: 611
BLUE BELL, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NP
NORTHEAST PLANNING ASSOCIATES, INC.
ACADIA WEALTH PLANNING | TAMAGNI WEALTH ADVISORS | PROVISION WEALTH PLANNING | OLIVE TREE WEALTH | NPA WEALTH MANAGEMENT | NORTHEAST PLANNING ASSOCIATES, INC. | NEWBURYPORT PLANNING | MAINE WEALTH PLANNING | HERITAGE WEALTH PLANNING | EVERGREEN STRATEGIC PARTNERS
CRD#: 131406 / SEC#: 801-110475
RIA
Registered Investment Advisory firm - (4/28/2017 Approved)Arizona
Registered Investment Advisory firm - (11/21/2016 Terminated)California
Registered Investment Advisory firm - (11/24/2007 Terminated)Connecticut
Registered Investment Advisory firm - (9/15/2015 Terminated)Maine
Registered Investment Advisory firm - (6/7/2017 Terminated)Massachusetts
Registered Investment Advisory firm - (5/4/2017 Terminated)Missouri
Registered Investment Advisory firm - (10/25/2007 Terminated)New Hampshire
Registered Investment Advisory firm - (7/17/2017 Terminated)New Jersey
Registered Investment Advisory firm - (11/21/2016 Terminated)Ohio
Registered Investment Advisory firm - (12/2/2014 Terminated)Texas
Registered Investment Advisory firm - (5/4/2017 Terminated)Vermont
Registered Investment Advisory firm - (7/18/2017 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Pennsylvania(7/11/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
NP
NORTHEAST PLANNING ASSOCIATES, INC.
ACADIA WEALTH PLANNING | TAMAGNI WEALTH ADVISORS | PROVISION WEALTH PLANNING | OLIVE TREE WEALTH | NPA WEALTH MANAGEMENT | NORTHEAST PLANNING ASSOCIATES, INC. | NEWBURYPORT PLANNING | MAINE WEALTH PLANNING | HERITAGE WEALTH PLANNING | EVERGREEN STRATEGIC PARTNERS
CRD#: 131406 / SEC#: 801-110475
RIA
Registered Investment Advisory firm - (4/28/2017 Approved)Arizona
Registered Investment Advisory firm - (11/21/2016 Terminated)California
Registered Investment Advisory firm - (11/24/2007 Terminated)Connecticut
Registered Investment Advisory firm - (9/15/2015 Terminated)Maine
Registered Investment Advisory firm - (6/7/2017 Terminated)Massachusetts
Registered Investment Advisory firm - (5/4/2017 Terminated)Missouri
Registered Investment Advisory firm - (10/25/2007 Terminated)New Hampshire
Registered Investment Advisory firm - (7/17/2017 Terminated)New Jersey
Registered Investment Advisory firm - (11/21/2016 Terminated)Ohio
Registered Investment Advisory firm - (12/2/2014 Terminated)Texas
Registered Investment Advisory firm - (5/4/2017 Terminated)Vermont
Registered Investment Advisory firm - (7/18/2017 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
43 Constitution Drive, Bedford, NH 03110
Mailing Address
Phone number
(603) 471-0900
Established
Firm type
Fiscal year end
# of Employees
131
SEC notice filing (11 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,467 |
| AUM (Assets Under Management) | $ 327,668,966 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
