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JD

James G. Damon

QUASAR DISTRIBUTORS
Portland, ME 04101
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CRD#: 5849515
JD

Professional summary


James G Damon, who also goes by Jamie Damon, is a registered financial professional currently at QUASAR DISTRIBUTORS, LLC located in Portland, Maine.

James is registered as a RR (Registered Representative) and started their career in finance in 2010. James has worked at 4 firms and has passed the Series 63, SIE, Series 3, Series 7 and Series 30 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Jamie Damon

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view James G Damon's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

December 1, 2022 - Present

QUASAR DISTRIBUTORS, LLC

Office #1: 190 Middle Street Suite 301, Portland, ME 04101
BD
CRD#: 103848
Portland, ME
Past

October 13, 2021 - December 31, 2022

COMPASS DISTRIBUTORS, LLC

BD
CRD#: 172662
PORTLAND, ME
Past

September 20, 2019 - April 13, 2021

AQR INVESTMENTS, LLC

BD
CRD#: 289244
Santa Monica, CA
Past

October 20, 2010 - September 6, 2019

FUNDS DISTRIBUTOR, LLC

BD
CRD#: 7174
BERKELEY, CA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(1/3/2023)
RR
Alaska
(1/3/2023)
RR
Arizona
(1/3/2023)
RR
Arkansas
(1/3/2023)
RR
California
(1/3/2023)
RR
Colorado
(1/3/2023)
RR
Connecticut
(1/3/2023)
RR
Delaware
(1/3/2023)
RR
District of Columbia
(1/3/2023)
RR
Florida
(1/3/2023)
RR
Georgia
(1/3/2023)
RR
Hawaii
(1/3/2023)
RR
Idaho
(1/3/2023)
RR
Illinois
(1/3/2023)
RR
Indiana
(1/3/2023)
RR
Iowa
(1/3/2023)
RR
Kansas
(1/3/2023)
RR
Kentucky
(1/3/2023)
RR
Louisiana
(1/3/2023)
RR
Maine
(1/3/2023)
RR
Maryland
(1/3/2023)
RR
Massachusetts
(1/3/2023)
RR
Michigan
(1/3/2023)
RR
Minnesota
(1/3/2023)
RR
Mississippi
(1/3/2023)
RR
Missouri
(1/3/2023)
RR
Montana
(1/3/2023)
RR
Nebraska
(1/3/2023)
RR
Nevada
(1/3/2023)
RR
New Hampshire
(1/3/2023)
RR
New Jersey
(1/3/2023)
RR
New Mexico
(1/3/2023)
RR
New York
(1/3/2023)
RR
North Carolina
(1/3/2023)
RR
North Dakota
(1/3/2023)
RR
Ohio
(1/3/2023)
RR
Oklahoma
(1/3/2023)
RR
Oregon
(1/3/2023)
RR
Pennsylvania
(1/3/2023)
RR
Rhode Island
(1/3/2023)
RR
South Carolina
(1/3/2023)
RR
South Dakota
(1/3/2023)
RR
Texas
(1/3/2023)
RR
Utah
(1/3/2023)
RR
Vermont
(1/3/2023)
RR
Virginia
(1/3/2023)
RR
Washington
(1/3/2023)
RR
West Virginia
(1/3/2023)
RR
Wisconsin
(1/3/2023)
RR
Wyoming
(1/3/2023)

Exams


State Security Law Exam
RR
Series 63
Date: 11/23/2010
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
RR
Series 3
Date: 11/15/2010
National Commodity Futures Examination
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 30
Date: 11/25/2019
NFA Branch Manager Examination
SRO Registrations
RR
FINRA

Current Firm


QD
QUASAR DISTRIBUTORS, LLC
QUASAR DISTRIBUTORS, LLC

CRD#: 103848 / SEC#: , 8-52323

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information


Main Address
190 Middle Street Suite 301, Portland, ME 04101
Mailing Address
190 Middle Street Suite 301, Portland, ME 04101
Phone number
(866) 251-6920
Established
Delaware since 01/21/2000
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
FORESIDE DISTRIBUTORS, LLCSOLE MEMBER
COWAN, TERESA MARIA KAZMIERSKIPRESIDENT/MANAGER/DIRECTOR1544189
EDELMAN, GABRIELSECRETARY6654419
LA FOND, SUSAN LORENEVICE PRESIDENT/CHIEF COMPLIANCE OFFICER/TREASURER4512785
LANZA, CHRISTOPHER CONTEVICE PRESIDENT2184856
MACCHIA, KATE SCHENDELVICE PRESIDENT4863973
SOMMERS, WESTONCFO/FINOP5290145

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


QUASAR DISTRIBUTORS, LLC

CRD#: 103848Portland, ME 04101

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