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James Damon

QUASAR DISTRIBUTORS
Pasadena, CA
·CRD# 5849515·16 years experience

Professional Summary

James Damon, who also goes by James G Damon, Jamie Damon, is a registered financial advisor currently at QUASAR DISTRIBUTORS, LLC located in Pasadena, California. James is registered as a RR (Registered Representative) and started their career in finance in 2010. James has worked at 4 firms and has passed the Series 63, SIE, Series 3, Series 7 and Series 30 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

James G Damon, Jamie Damon

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

16 years in the financial services industry

Current & Past Employments

QUASAR DISTRIBUTORS, LLC·CRD# 103848
BD
177 E. Colorado Blvd Ste 1100, Pasadena, CA 91105
July 1, 2026 - Present
QUASAR DISTRIBUTORS, LLC·CRD# 103848
BD
Portland, ME
December 1, 2022 - November 11, 2025
COMPASS DISTRIBUTORS, LLC·CRD# 172662
BD
Portland, ME
October 13, 2021 - December 31, 2022
AQR INVESTMENTS, LLC·CRD# 289244
BD
Santa Monica, CA
September 20, 2019 - April 13, 2021
FUNDS DISTRIBUTOR, LLC·CRD# 7174
BD
Berkeley, CA
October 20, 2010 - September 6, 2019

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Current Firm

QD
QUASAR DISTRIBUTORS, LLC

QUASAR DISTRIBUTORS, LLC

CRD#: 103848 / SEC#: 8-52323
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

190 Middle Street Suite 301, Portland, ME 04101

Mailing Address

190 Middle Street Suite 301, Portland, ME 04101

Phone Number

(866) 251-6920

Established

Delaware since 01/21/2000

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Medium

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
FORESIDE DISTRIBUTORS, LLCSOLE MEMBER—
COWAN, TERESA MARIA KAZMIERSKIPRESIDENT/MANAGER/DIRECTOR1544189
EDELMAN, GABRIELSECRETARY6654419
LA FOND, SUSAN LORENEVICE PRESIDENT/CHIEF COMPLIANCE OFFICER/TREASURER4512785
LANZA, CHRISTOPHER CONTEVICE PRESIDENT2184856
MACCHIA, KATE SCHENDELVICE PRESIDENT4863973
SOMMERS, WESTONCFO/FINOP5290145

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(7/1/2026)
RR
Alaska
(7/1/2026)
RR
Arizona
(7/1/2026)
RR
Arkansas
(7/1/2026)
RR
California
(7/1/2026)
RR
Colorado
(7/1/2026)
RR
Connecticut
(7/1/2026)
RR
Delaware
(7/1/2026)
RR
District of Columbia
(7/1/2026)
RR
Florida
(7/1/2026)
RR
Georgia
(7/1/2026)
RR
Hawaii
(7/1/2026)
RR
Idaho
(7/1/2026)
RR
Illinois
(7/1/2026)
RR
Indiana
(7/1/2026)
RR
Iowa
(7/1/2026)
RR
Kansas
(7/1/2026)
RR
Kentucky
(7/1/2026)
RR
Louisiana
(7/1/2026)
RR
Maine
(7/1/2026)
RR
Maryland
(7/1/2026)
RR
Massachusetts
(7/1/2026)
RR
Michigan
(7/1/2026)
RR
Minnesota
(7/1/2026)
RR
Mississippi
(7/1/2026)
RR
Missouri
(7/1/2026)
RR
Montana
(7/1/2026)
RR
Nebraska
(7/1/2026)
RR
Nevada
(7/1/2026)
RR
New Hampshire
(7/1/2026)
RR
New Jersey
(7/1/2026)
RR
New Mexico
(7/1/2026)
RR
New York
(7/1/2026)
RR
North Carolina
(7/1/2026)
RR
North Dakota
(7/1/2026)
RR
Ohio
(7/1/2026)
RR
Oklahoma
(7/1/2026)
RR
Oregon
(7/1/2026)
RR
Pennsylvania
(7/1/2026)
RR
Rhode Island
(7/1/2026)
RR
South Carolina
(7/1/2026)
RR
South Dakota
(7/1/2026)
RR
Tennessee
(7/1/2026)
RR
Texas
(7/1/2026)
RR
Utah
(7/1/2026)
RR
Vermont
(7/1/2026)
RR
Virginia
(7/1/2026)
RR
Washington
(7/1/2026)
RR
West Virginia
(7/1/2026)
RR
Wisconsin
(7/1/2026)
RR
Wyoming
(7/1/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 2010About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 3 — National Commodity Futures Examination

Passed Nov 2010About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Oct 2010About the Series 7 exam

Series 30 — NFA Branch Manager Examination

Passed Nov 2019About the Series 30 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view James Damon's CRS (Customer Relationship Summary).

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