Roseann S. Estrada
Professional summary
Roseann Sylvia Estrada, who also goes by Roseann Matta, is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Tyler, Texas and NYLIFE SECURITIES LLC located in Tyler, Texas.
Roseann is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Roseann has worked at 2 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Roseann Sylvia Estrada's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 5, 2023 - Present
EAGLE STRATEGIES LLC
Office #1: 821 Ese Loop 323 Ste 500, Tyler, TX 75701November 5, 2011 - Present
NYLIFE SECURITIES LLC
Office #1: 821 E Se Loop 323 Suite 500, Tyler, TX 75701Primary Firm SEC Registration
EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/20/2023)
(11/27/2024)
(10/19/2020)
(2/15/2024)
(3/5/2012)
(1/5/2023)
(6/20/2025)
(6/23/2025)
Exams
Series 7TO
Date: 9/9/2022
General Securities Representative ExaminationFINRA
Current Firm
EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
