Justin N. Sholin

KEYSTONE FINANCIAL SERVICES

Omaha, NE 68114

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CRD#: 5848610

Professional summary

Justin N Sholin, CFP® is a registered financial advisor currently at KEYSTONE FINANCIAL SERVICES, LLC located in Omaha, Nebraska and PRIVATE CLIENT SERVICES, LLC located in Omaha, Nebraska.

Justin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Justin has worked at 3 firms and has passed the Series 65, Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) ASPIRING EAGLES. 9802 NICHOLAS ST, SUITE 315A, OMAHA, NE 68114. OFFICE RENTAL. PARTIAL OWNER. 2 HRS/MO; 0 DURING TRADING HRS. 2) KEYSTONE FINANCIAL SERVICES. 9802 NICHOLAS, SUITE 315A. INSURANCE- LIFE, DISABILITY, LTC. SELLING INSURANCE (AGENT). 10 HRS/MO; O DURING TRADING HRS. 3) TD AMERITRADE. 9802 NICHOLAS, SUITE 315A, OMAHA, NE 68114. REGISTERED INVESTMENT ADVISOR. GIVING INVESTMENT AND SECURITIES ADVICE. 120 HRS/MO; 80 DURING TRADING HRS. 4) MOONSTONE POINT LLC. 576 MOONSTONE ROAD, BRECKENRIDGE, CO 80435. HOUSE RENTAL. HOUSE UPKEEP. 5 HRS/MO; 0 DURING TRADING HRS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Justin N Sholin's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2018

Experience

Current

June 30, 2020 - Present

KEYSTONE FINANCIAL SERVICES, LLC

Office #1: 9802 Nicholas Street Suite 315a, Omaha, NE 68114

RIA

CRD#: 308397

Omaha, NE

Current

June 30, 2020 - Present

PRIVATE CLIENT SERVICES, LLC

Office #1: 9802 Nicholas St Suite 315a, Omaha, NE 68114

RIA

CRD#: 120222

Omaha, NE

Past

January 13, 2016 - June 30, 2020

CETERA WEALTH SERVICES, LLC

RIA

CRD#: 13572

OMAHA, NE

Past

October 12, 2011 - June 30, 2020

CETERA WEALTH SERVICES, LLC

CRD#: 13572

OMAHA, NE

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KEYSTONE FINANCIAL SERVICES, LLC

CRD#: 308397 / SEC#: 801-120787

RIA

Registered Investment Advisory firm - (4/14/2021 Approved)

Nebraska

Registered Investment Advisory firm - (6/7/2021 Terminated)

Texas

Registered Investment Advisory firm - (6/7/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Florida
(6/21/2021)

Nebraska
(6/30/2020)

IAR

Nebraska
(6/30/2020)

IAR

Texas
(10/26/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/4/2015

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 5/25/2012

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/11/2011

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

KEYSTONE FINANCIAL SERVICES, LLC

CRD#: 308397 / SEC#: 801-120787

RIA

Registered Investment Advisory firm - (4/14/2021 Approved)

Nebraska

Registered Investment Advisory firm - (6/7/2021 Terminated)

Texas

Registered Investment Advisory firm - (6/7/2021 Terminated)

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Contact information

Main Address

9802 Nicholas Street Suite 315a, Omaha, NE 68114

Mailing Address

Phone number

(402) 392-1212

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

KEYSTONE FINANCIAL SERVICES, LLC DISCLOSURE BROCHURE, BROCHURE SUPPLEMENTS, AND PRIVACY POLICY (3/27/2025)

Regulatory assets under management

Total Number of Accounts	1,530
AUM (Assets Under Management)	$ 192,794,638

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Justin N. Sholin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Justin N Sholin's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRIVATE CLIENT SERVICES, LLC

CETERA WEALTH SERVICES, LLC

CETERA WEALTH SERVICES, LLC

Primary Firm SEC Registration

KEYSTONE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/4/2015

Series 66

Date: 5/25/2012

SIE

Date: 10/1/2018

Series 7

Date: 10/11/2011

FINRA

Current Firm

KEYSTONE FINANCIAL SERVICES, LLC

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

KEYSTONE FINANCIAL SERVICES, LLC

TRUST BUT VERIFY

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