David Culpepper
Professional Summary
David Culpepper, who also goes by Herbert David Culpepper, Herbert Culpepper, was a registered financial advisor. David was a previously registered financial professional and started their career in finance 1973 - 1989. David had worked at 10 firms and has passed the Series 63, Series 15, Series 3, Series 5, Series 1, Series 8 and Series 4 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Herbert David Culpepper, Herbert Culpepper
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Videos & Posts
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
53 years in the financial services industry
Current & Past Employments
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Current Firm
YAMAICHI INTERNATIONAL (AMERICA) INC.
Contact Information
Established
New York since 01/03/1956Firm Type
CorporationFiscal Year End
MarchDocuments
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 15 — Foreign Currency Options Examination
Passed Oct 1984Series 5 — Interest Rate Options Examination
Passed Nov 1981Series 1 — Registered Representative Examination
Passed Oct 1973Series 8 — General Securities Sales Supervisor Examination (Options Module & General Module)
Passed Aug 1984Similar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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