Jerome Gozlan
Professional summary
Jerome Gozlan is a registered financial professional currently at TJM INVESTMENTS, LLC located in Juno Beach, Florida.
Jerome is registered as a RR (Registered Representative) and started their career in finance in 2010. Jerome has worked at 3 firms and has passed the Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jerome Gozlan's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 25, 2023 - Present
TJM INVESTMENTS, LLC
Office #1: 14155 U.s. Highway 1, Suite 300, Juno Beach, FL 33408March 30, 2015 - July 19, 2023
WHITAKER SECURITIES LLC
October 11, 2010 - February 26, 2015
BGC FINANCIAL, L.P.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/25/2023)
(7/25/2023)
Exams
FINRA
Current Firm
TJM INVESTMENTS, LLC
CRD#: 46300 / SEC#: , 8-51370
Contact information
FINRA licenses (34 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TJM HOLDINGS, LLC | HOLDING COMPANY | |
| BEITLER, STEVE ALLEN | CHIEF EXECUTIVE OFFICER | 1893827 |
| BURKE, JOHN TERRENCE | CHIEF OPERATING OFFICER | 2116593 |
| DANG, STACY BINH | CHIEF COMPLIANCE OFFICER | 3143275 |
| MURPHY, THOMAS JAMES | CO-MANAGER | 857354 |
| RISINGER, COLLEEN SULLIVAN | FINOP CFO | 2812053 |
| SKWERES, DENISE PAREJKO | FINOP CFO | 5332253 |
Disclosures
| Regulatory Event | 12 |
Red Flags
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