Taylor M. Ridgely
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Taylor Mackenzie Ridgely, who also goes by Taylor Ridgely, was a registered financial professional .
Taylor is a previously registered financial professional and started their career in finance in 2011. Taylor had worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 2014 - July 16, 2019
NEXPOINT SECURITIES, INC.
June 24, 2013 - December 31, 2013
NEXBANK SECURITIES INC
September 23, 2011 - April 25, 2013
GENESIS GLOBAL TRADING, INC
State Registrations and Notice Filings
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Exams
Current Firm
NEXPOINT SECURITIES, INC.
CRD#: 165013 / SEC#: , 8-69128
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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