David A. Stang
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Anthony Stang, who also goes by David A Stang, David Stang, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 2010. David had worked at 2 firms and has passed the Series 63, SIE, Series 79 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 26, 2016 - March 31, 2023
TCC SECURITIES, LLC
December 16, 2010 - May 4, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
TCC SECURITIES, LLC
CRD#: 153575 / SEC#: , 8-68553
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE CHICAGO CORPORATION | MEMBER | |
| DENISON, THOMAS CRAIG | CEO, CFO, FINOP, CCO, AMLCO, EXECUTIVE REP. | 3167542 |
Red Flags
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