KS
Kimberly E. Saunders
VESTWYZE
Orlando, FL 32801
Some features on this profile are disabled
CRD#: 5848080
KS
Professional summary
Kimberly Elaine Saunders, CFP®, who also goes by Kim Elaine Saunders, Kimberly Saunders, is a registered financial advisor currently at VESTWYZE, LLC located in Orlando, Florida.
Kimberly is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Kimberly has worked at 4 firms and has passed the Series 63, Series 65, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Kim Elaine Saunders | Kimberly Saunders
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
NAME OF ENTITY: ALIGN FINANCIAL GROUP, LLC; Yes; 600 RINEHART RD STE 2070; LAKE MARY; FL; 32746; FINANCIAL SERVICES/INSURANCE; OWNER; 3/1/2018; 160; 140; SALE AND SERVICE INSURANCE, SECURITIES AND INVESTMENT PRODUCTS. NAME OF ENTITY: KIMBERLY SAUNDERS-RENTAL PROPERTY; No; 1305 SANTA ANITA; ORLANDO; FL; 32808; RENTAL PROPERTY; OWNER/LANDLORD; 11/1/2014; 1; 0; RENT AND MAINTAIN PROPERTY NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 600 RINEHART RD STE 2070; LAKE MARY; FL; 32746; FIXED INSURANCE; INDEPENDENT INSURANCE AGENT; 12/19/2012; 160; 160; SALE OF FIXED INSURANCE PRODUCTS(life, di, ltc) NAME OF ENTITY: COLUMBIA COLLEGE; No; 2600 TECHNOLOGY DRIVE STE 100; ORLANDO; FL; 32804; TEACHING BUSINESS FINANCE; AJUNCT INSTRUCTOR; 2/27/2017; 16; 0; TEACHING BUSINESS FINANCE NAME OF ENTITY: Central Florida Chapter of the National Black MBA Association; No; 3201 E. Colonial Drive; Orlando; FL; 32803; NON-PROFIT ORGANIZATION; President; 3/1/2019; 10; 2; PRESIDE AT ALL MEETINGS, SERVE AS THE LIAISON BETWEEN THE NATIONAL ORGANIZATION AND LOCAL CHAPTER. Innovative Programs that stimulate intellectual and economic growth. Partnerships with key stakeholders who help facilitate this growth. Increased awareness and access to graduate management programs and career opportunities in management fields.| Non-Profit Board: Goldsboro Front Porch Council, Inc. Sanford, Florida. Board Member as of 2018. No Commissions/compensation received.
CRS (Client Relationship Summary) - RIA
Click below to view Kimberly Elaine Saunders's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2021
Experience
Current
May 24, 2021 - Present
VESTWYZE, LLC
Office #1: 618 E. South Street Suite 500, Orlando, FL 32801Office #2: 600 Rinehart Rd #2070, Lake Mary, FL 32746RIA
CRD#: 289127
Orlando, FL
Past
November 21, 2019 - May 19, 2021
GWN SECURITIES INC.
RIA
CRD#: 128929
LAKE MARY, FL
Past
November 20, 2019 - May 19, 2021
GWN SECURITIES INC.
BD
CRD#: 128929
LAKE MARY, FL
Past
March 21, 2017 - November 26, 2019
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
LAKE MARY, FL
Past
December 17, 2012 - November 26, 2019
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
LAKE MARY, FL
Past
October 11, 2010 - December 19, 2012
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
ORLANDO, FL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(5/24/2021)
IAR
Texas(6/12/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 8/27/2020
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Current Firm
VL
VESTWYZE, LLC
HGA CAPITAL MANAGEMENT | VESTWYZE, LLC | HGA CAPITAL MANAGEMENT, LLC
CRD#: 289127 / SEC#:
Florida
Registered Investment Advisory firm - (10/25/2017 Approved)Georgia
Registered Investment Advisory firm - (6/25/2021 Approved)Texas
Registered Investment Advisory firm - (6/3/2021 Conditional Restricted)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
618 E. South Street Suite 500, Orlando, FL 32801
Mailing Address
Phone number
(407) 537-9427
Established
Firm type
Fiscal year end
# of Employees
2
Regulatory assets under management
| Total Number of Accounts | 114 |
| AUM (Assets Under Management) | $ 7,532,678 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
