Kristopher S. Ketcham
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kristopher Sutton Ketcham, CFP®, who also goes by Kris Ketcham, Kristopher S Ketcham, Kristopher Ketcham, was a registered financial professional .
Kristopher is a previously registered financial professional and started their career in finance in 2010. Kristopher had worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2012
Experience
October 31, 2016 - December 31, 2025
ONEWEALTH INVESTMENT MANAGEMENT, LLC
June 12, 2013 - September 2, 2016
CETERA ADVISORS LLC
June 12, 2013 - September 2, 2016
CETERA ADVISORS LLC
June 11, 2012 - May 6, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 27, 2012 - May 6, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 4, 2010 - April 4, 2012
TRUIST INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ONEWEALTH INVESTMENT MANAGEMENT, LLC
CRD#: 285296 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 64 |
| AUM (Assets Under Management) | $ 6,731,599 |
Red Flags
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