Kristopher S. Ketcham
ONEWEALTH INVESTMENT MANAGEMENT
SNELLVILLE, GA 30078
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CRD#: 5848076
Professional summary
Kristopher Sutton Ketcham, CFP®, who also goes by Kris Ketcham, Kristopher S Ketcham, Kristopher Ketcham, is a registered financial advisor currently at ONEWEALTH INVESTMENT MANAGEMENT, LLC located in Snellville, Georgia.
Kristopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Kristopher has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Kris Ketcham | Kristopher S Ketcham | Kristopher Ketcham
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) ONEWEALTH, LLC, NOT INVESTMENT RELATED, ADDRESS SAME AS REGISTERED LOCATION, START 9-1-2016, 10-30 HOURS PER WEEK, MAY VARY DURING TRADING HOURS, JOINT MANAGING DIRECTOR - PROVIDES BUSINESSES WITH CONSULTING SERVICES INCLUDING OPERATIONAL EFFICIENCY, FINANCE, AND STRATEGIC PLANNING.
2) ONEWEALTH ACCOUNTING AND TAX MANAGEMENT LLC, NOT INVESTMENT RELATED, ADDRESS SAME AS REGISTERED LOCATION, START 9-1-2016, 20-30 HOURS PER WEEK DURING TAX SEASON, 5-10 HOURS PER WEEK DURING OFF-SEASON, MAY VARY DURING TRADING HOURS, PARTNER - PROVIDES BOOKKEEPING, ACCOUNTING, AND TAX PREPARATIONS SERVICES FOR SMALL BUSINESS OWNERS AND HIGH NET WORTH INDIVIDUALS.
3) ONEWEALTH RISK MANAGEMENT, LLC, INVESTMENT RELATED, ADDRESS SAME AS REGISTERED LOCATION, START 9-1-2016, 5-10 HOURS PER WEEK, MAY VARY DURING TRADING HOURS, GENERAL AGENT - PROVIDES PERSONAL AND COMMERCIAL INSURANCE (FIXED INSURANCE) TO INDIVIDUALS AND COMPANIES.
4) ONEWEALTH PROPERTY MANAGEMENT, LLC, INVESTMENT RELATED, ADDRESS SAME AS REGISTERED LOCATION, START 9-1-2016, 5-10 HOURS PER WEEK, MAY VARY DURING TRADING HOURS, PARTNER, PROVIDES RESIDENTIAL AND COMMERCIAL REAL ESTATE PROPERTY MANAGEMENT, ACQUISITION, AND DISPOSITION.
5) FRONTLINE MORTGAGE PARTNERS INC, DBA: FENDLEY MORTGAGE CO., INVESTMENT RELATED, 35 N MAIN STREET, SUITE 202, JASPER, GA 30142, RESIDENTIAL MORTGAGES, START FEBRUARY 2014, ONE HOUR PER WEEK - VARIES DURING MARKET HOURS, LOAN OFFICER.
6) GOKICKBALL, LLC, NOT INVESTMENT RELATED, 5315 PEACHTREE INDUSTRIAL BLVD, CHAMBLEE, GA 31119, REFEREE/FIELD SUPERVISOR FOR ADULT RECREATIONAL SPORTS LEAGUE START 03/2008, 0-5 HOURS PER WEEK - SEASONALLY, NOT DURING TRADING HOURS, REFEREE FOR ADULT SPORTS LEAGUE.
CRS (Client Relationship Summary) - RIA
Click below to view Kristopher Sutton Ketcham's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2012
Experience
Current
October 31, 2016 - Present
ONEWEALTH INVESTMENT MANAGEMENT, LLC
Office #1: 2330 Scenic Hwy S Ste 354, Snellville, GA 30078RIA
CRD#: 285296
SNELLVILLE, GA
Past
June 12, 2013 - September 2, 2016
CETERA ADVISORS LLC
RIA
CRD#: 10299
CHAMBLEE, GA
Past
June 12, 2013 - September 2, 2016
CETERA ADVISORS LLC
BD
CRD#: 10299
CHAMBLEE, GA
Past
June 11, 2012 - May 6, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
ATLANTA, GA
Past
April 27, 2012 - May 6, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
ATLANTA, GA
Past
November 4, 2010 - April 4, 2012
TRUIST INVESTMENT SERVICES, INC.
BD
CRD#: 17499
ATLANTA, GA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Georgia(10/31/2016)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
OI
ONEWEALTH INVESTMENT MANAGEMENT, LLC
ONEWEALTH INVESTMENT MANAGEMENT, LLC | STARK FINANCIAL STRATEGIES | ONEWEALTH, LLC
CRD#: 285296 / SEC#:
Florida
Registered Investment Advisory firm - (9/10/2019 Approved)Georgia
Registered Investment Advisory firm - (10/31/2016 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2330 Scenic Hwy S Ste 354, Snellville, GA 30078
Mailing Address
Phone number
(404) 537-8317
Established
Firm type
Fiscal year end
# of Employees
2
Regulatory assets under management
| Total Number of Accounts | 64 |
| AUM (Assets Under Management) | $ 6,731,599 |
Red Flags
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