Daniel T. Garcia

ALLIO MARKETS

SEATTLE, WA 98104

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CRD#: 5847982

Professional summary

Daniel Thomas Garcia is a registered financial professional currently at ALLIO MARKETS, LLC located in Seattle, Washington and ARCHITECT SECURITIES LLC located in Plantation, Florida.

Daniel is registered as a RR (Registered Representative) and started their career in finance in 2015. Daniel has worked at 7 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Daniel Thomas Garcia's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 15, 2024 - Present

ALLIO MARKETS, LLC

Office #1: 107 Spring Street, Seattle, WA 98104

CRD#: 318268

SEATTLE, WA

Current

March 6, 2025 - Present

ARCHITECT SECURITIES LLC

Office #1: 8901 N New River Canal Rd Apt 15, Plantation, FL 33324

CRD#: 328167

PLANTATION, FL

Current

May 22, 2025 - Present

NOMAD INVESTMENT SERVICES

Office #1: 1111 Lincoln Road Suite 660, Miami Beach, FL 33139

CRD#: 324105

MIAMI BEACH, FL

Past

September 12, 2023 - November 1, 2024

COMPOSER SECURITIES LLC

CRD#: 325118

PLANTATION, FL

Past

January 30, 2023 - May 26, 2023

FENNEL

CRD#: 316281

NEW YORK, NY

Past

June 25, 2021 - November 22, 2022

PASSFOLIO SECURITIES, LLC

CRD#: 299874

SAN FRANCISCO, CA

Past

April 8, 2015 - December 5, 2019

TRADESTATION SECURITIES, INC.

CRD#: 39473

PLANTATION, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(4/15/2025)

Illinois
(12/20/2024)

South Dakota
(12/20/2024)

Tennessee
(12/20/2024)

Washington
(12/15/2024)

Exams

State Security Law Exam

Series 63

Date: 9/30/2015

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/30/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/8/2015

General Securities Representative Examination

Principal/Supervisory Exam

Series 4

Date: 9/10/2024

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 10/6/2021

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

NOMAD INVESTMENT SERVICES

CRD#: 324105 / SEC#: , 8-71067

Broker-Dealer Firm Regulated by FINRA (Florida district office)

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Contact information

Main Address

1111 Lincoln Road Suite 660, Miami Beach, FL 33139

Mailing Address

1111 Lincoln Road Suite 660, Miami Beach, FL 33139

Phone number

(305) 939-0397

Established

Delaware since 10/14/2022

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (1 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
NOMAD FINTECH HOLDINGS, LLC	SOLE SHAREHOLDER
FASANELLA KAIRALLA, CAIO	DIRECTOR	7823695
GARCIA, DANIEL THOMAS	CEO	5847982
HUBNER, ANDRE RICARDO	COO	3249595
MACHADO PINTO E SILVA, BRUNO	CCO	7237558
SPEZIALE, RICHARD SALVATORE	FINOP	1192739

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Daniel T. Garcia

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Daniel Thomas Garcia's CRS (Customer Relationship Summary).

Certified licenses

Experience

ARCHITECT SECURITIES LLC

NOMAD INVESTMENT SERVICES

COMPOSER SECURITIES LLC

FENNEL

PASSFOLIO SECURITIES, LLC

TRADESTATION SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 9/30/2015

Series 99TO

Date: 1/30/2023

SIE

Date: 10/1/2018

Series 7

Date: 4/8/2015

Series 4

Date: 9/10/2024

Series 24

Date: 10/6/2021

FINRA

Current Firm

NOMAD INVESTMENT SERVICES

Contact information

FINRA licenses (1 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

NOMAD INVESTMENT SERVICES

TRUST BUT VERIFY

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